News Centre

OTC Markets' Transfer Agent Verified Shares Program Expands To Include Corporate Stock Transfer

Date 19/07/2017

OTC Markets Group Inc. (OTCQX: OTCM), operator of financial markets for 10,000 U.S. and global securities, announced that Corporate Stock Transfer has joined OTC Markets' Transfer Agent Verified Shares Program.  This broadens the list of transfer agents that have partnered with OTC Markets Group to provide greater transparency of share information for OTCQX®, OTCQB® and Pink® securities. 

NYSE Leads Global IPO Listings For First Half Of 2017

Date 19/07/2017

• #1 exchange for IPOs, with 49 new listings and over $19.3 billion in capital raised during the first half of the year
• #1 exchange globally, with listed companies having a total market capitalization of $27.3 trillion
• Global leader in large IPOs across technology, energy, financial, industrial and healthcare sectors
• Listed 28 of 28 of the largest operating company IPOs* in the past three years

E-payment Company Listed On Tehran Stock Exchange

Date 19/07/2017

Five percent of the equities in a subsidiary of the listed Bank Mellat were floated at Tehran Stock Exchange.

Continued Growth At RegTek.Solutions Has David Morris Joining As Product Manager

Date 19/07/2017

Leading trade reporting and compliance software company RegTek.Solutions is pleased to announce today that David Morris has joined their team in the role of Product Manager. Morris has more than 10 years’ experience in the specialist financial technology sector and will be based in RegTek’s London office. He was most recently at UnaVista, where he held a senior Product Management position; prior to that he was with Eze Software.

Quayle Munro Advises The Shareholders Of Voogd & Voogd On Its Intended Sale To Five Arrows Principal Investments

Date 19/07/2017

Quayle Munro is pleased to announce that it has advised Bencis Capital Partners, members of the de Voogd family and management shareholders of Voogd & Voogd on the intended sale of the business to Five Arrows Principal Investments (“FAPI”), the corporate private equity business of Rothschild Merchant Banking. The transaction is subject to advice of the works council and regulatory approval.

Dubai Financial Services Authority Fines And Bans former Senior Executive Officer

Date 19/07/2017

The Dubai Financial Services Authority (DFSA) has fined Mr Andrew Grimes, a former Senior Executive Officer (SEO) of a DFSA Authorised Firm USD 52,500 (AED 192,675) and imposed a restriction preventing him from performing any function in connection with the provision of Financial Services in or from the Dubai International Financial Centre (DIFC). 

Tokyo Stock Exchange And Osaka Exchange Impose Disciplinary Action Against Morgan Stanley MUFG Securities Co.,Ltd.

Date 19/07/2017

Tokyo Stock Exchange, Inc. (hereinafter "TSE") will take disciplinary action against Morgan Stanley MUFG Securities Co.,Ltd. (hereinafter "the Company"), as indicated below, pursuant to the provisions of Rule 34, Paragraph 1 of the Trading Participant Regulations and has requested the Company to submit a business improvement report pursuant to the provisions of Rule 19, Paragraph 1 of the same Regulations.

SGX Welcomes NetLink NBN Trust To Mainboard

Date 19/07/2017

Singapore Exchange (SGX) today welcomed NetLink NBN Trust to Mainboard under the stock code “CJLU”.

Hong Kong’s Fund Management Business Grows Steadily In 2016

Date 19/07/2017

The Securities and Futures Commission (SFC) today released its annual Fund Management Activities Survey (FMAS) which shows that the combined fund management business in Hong Kong increased by 5.2% year-on-year to $18,293 billion as of 31 December 2016.

IISL Launches 4 Multi-Factor Equity Indices - Indices Provide Diversified Factor-Exposure With Varied Risk-Return Profile

Date 19/07/2017

India Index Services & Products Limited (IISL), an NSE group company, has today launched 4 multi-factor equity indices in its continuous efforts to expand the suite of indices for the Indian capital market.