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Hong Kong's Securities And Futures Commission Reprimands And Fines EFG Bank AG $2 Million

Date 11/01/2018

The Securities and Futures Commission (SFC) has reprimanded and fined EFG Bank AG (EFG Bank) $2 million for dealing in futures contracts without the required registration
ASIC Licenses First Crowd-Sourced Funding Intermediaries

Date 11/01/2018

The Australian Securities and Investments Commission (ASIC) has licensed the first crowd-sourced funding (CSF) intermediaries under the new CSF regime.
Cboe Global Markets’ Exchanges Trading Schedule For Martin Luther King, Jr. Holiday

Date 10/01/2018

Cboe Global Markets, Inc. (Cboe: CBOE | Nasdaq: CBOE), one of the world’s largest exchange holding companies, today announced the following trading schedule for the company’s options, futures, equities and FX trading venues in observance of the Martin Luther King, Jr. holiday.
NYSE Group Consolidated Short Interest Report

Date 10/01/2018

NYSE today reported short interest as of the close of business on the settlement date of December 29, 2017.
Nasdaq Announces End-Of-Month Open Short Interest Positions In Nasdaq Stocks As Of Settlement Date December 29, 2017

Date 10/01/2018

At the end of the settlement date of December 29, 2017, short interest in 2,355 Nasdaq Global MarketSMsecurities totaled 7,003,385,990 shares compared with 7,459,908,298 shares in 2,344 Global Market issues reported for the prior settlement date of December 15, 2017. The end-of-December short interest represents 3.92 days average daily Nasdaq Global Market share volume for the reporting period, compared with 4.37 days for the prior reporting period.

CFTC Swaps Report Update

Date 10/01/2018

CFTC's Weekly Swaps Report has been updated, and is now available.
SEC Names Richard Best As Regional Director Of Atlanta Office

Date 10/01/2018

The Securities and Exchange Commission today named Richard R. Best as Regional Director of its Atlanta office.
Registration Open For CFTC And Kansas State University Upcoming Agricultural Commodity Futures Conference - First-Ever Conference To Focus On Economic Trends Of The U.S. Agricultural Futures Markets

Date 10/01/2018

The Commodity Futures Trading Commission (CFTC) and the Center for Risk Management Education and Research (CRMER) at Kansas State University announced today that registration is open for the “Protecting America’s Agricultural Markets: An Agricultural Commodity Futures Conference,” that will be held on April 5 – 6, 2018, in Overland Park, Kansas.
Moscow Exchange Trading Volumes In December 2017

Date 10/01/2018

Total trading volume across Moscow Exchange`s markets in December was RUB 71.5 trln.
Cboe Global Markets Announces General Counsel’s Planned Retirement And Successor’s Appointment - Joanne Moffic-Silver, Executive Vice President, General Counsel And Corporate Secretary, To Retire After 37 Years With Company; Patrick Sexton, Deputy General Counsel, To Succeed Ms. Moffic-Silver

Date 10/01/2018

Cboe Global Markets, Inc. (Cboe: CBOE | Nasdaq: CBOE) today announced the planned retirement of its Executive Vice President, General Counsel and Corporate Secretary Joanne Moffic-Silver, after 37 years of service to the company, on February 28, 2018. Cboe plans to promote Patrick Sexton, currently Deputy General Counsel, to Executive Vice President, General Counsel and Corporate Secretary, effective March 1, 2018.