Mondo Visione Worldwide Financial Markets Intelligence
Track all markets on TradingView

FTSE Mondo Visione Exchanges Index:

News Centre

BT_Radianz_468x60_Jul23

  • SEC Names Paul G. Cellupica As Deputy Director Of The Division Of Investment Management

    Date 20/11/2017

    The Securities and Exchange Commission announced today that Paul G. Cellupica has been named Deputy Director of the agency's Division of Investment Management.

    Mr. Cellupica will oversee a number of the division's strategic, rulemaking, and industry engagement initiatives. He will also serve as a senior advisor to the Director, Dalia Blass.

    "Paul's extensive experience and knowledge of investor needs, and understanding of how the Commission and its staff operate, will be tremendous assets to the agency during a critical period of change and evolution in the investment management industry," said Ms. Blass. "He is committed to advancing the SEC's regulatory priorities in a thoughtful and strategic way, in order to promote the long-term interests of investors."

    "It's a privilege to return to the Commission at a time of great importance for the country's millions of investors who look to mutual funds and other investment products to help them prepare for retirement and other financial needs," said Mr. Cellupica. "I am honored and excited to have the opportunity to work with Dalia and all of the other dedicated and talented professionals in the Division of Investment Management and across the agency."

    Mr. Cellupica most recently was Managing Director and General Counsel for Securities Law at Teachers Insurance and Annuity Association of America (TIAA), where his responsibilities included legal support for the TIAA-CREF mutual fund complex. Prior to that he was Chief Counsel for the Americas at MetLife, Inc., where he had responsibility for legal support of MetLife's financial services businesses in the U.S. and Latin America.

    Mr. Cellupica served with the SEC between 1996 and 2004 in a number of capacities in the Division of Investment Management and the Division of Enforcement, including as Assistant Director in the Division of Investment Management from 2001 to 2004. He received the SEC's Martha Platt Award in 2002 in recognition of his exceptional dedication, excellence and integrity, and the Law and Policy Award in 2003.

    Mr. Cellupica received a B.A. magna cum laude from Harvard College and a J.D. cum laude from Harvard Law School. He served as a law clerk for Judge David Nelson of the U.S. Court of Appeals for the Sixth Circuit.

  • TABB Group’s October 2017 Equities LiquidityMatrix - Off-Exchange Trading Surges As Volatility Hits All-Time Low

    Date 20/11/2017

    The VIX average close fell to an all-time low in October 2017, decreasing month-over-month from 10.4 to 10.1, while off-exchange market share increased to 38.8%, the highest off-exchange market share in seven years. Industry average daily volume decreased 2% month-over-month, to 6.1 billion shares, in October, but TABB-reported ATS/SDP volume increased 2%. Every month, TABB Group’s Equities LiquidityMatrix™ provides the industry with metrics from 25 ATS/SDPs, including stock capitalization distribution, block and demi-block % (shares & notional), midpoint %, and inside NBBO %, as well as a breakdown of exchange market share.

  • ISDA - Brexit: An Update And Implications For Derivatives

    Date 20/11/2017

    ISDA has published a webinar update on the implications of Brexit for the derivatives market. The webinar covers the current state of UK/European Union negotiations, the UK’s European Union Withdrawal Bill, and central counterparty supervision and location policy.

  • Janet L. Yellen Will Step Down As A Member Of The Board Of Governors Of The Federal Reserve System, Effective Upon The Swearing In Of Her Successor As Chair

    Date 20/11/2017

    Janet L. Yellen submitted her resignation Monday as a Member of the Board of Governors of the Federal Reserve System, effective upon the swearing in of her successor as Chair.

  • CFTC Division Of Market Oversight Issues No-Action Relief From Certain Timing Requirements Regarding SEF Chief Compliance Officer Annual Compliance Reports And Fourth Quarter Financial Reports

    Date 20/11/2017

    The Commodity Futures Trading Commission’s (CFTC) Division of Market Oversight (Division) today issued no-action relief to swap execution facilities (SEF) from the timing requirement within CFTC regulation 37.1501(f)(2), which requires a chief compliance officer (CCO) of a SEF to submit an annual compliance report (ACR) to the CFTC not later than 60 days after the SEF’s fiscal year end.

BT_Radianz_120x600_Jul23.jpg