FTSE Mondo Visione Exchanges Index:
News Centre
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Dissenting Statement Of CFTC Commissioner Caroline D. Pham On Off-Channel Communications Enforcement Action
Date 23/09/2024
Commodity Futures Trading Commission (CFTC) Commissioner Caroline D. Pham today released the following statement on the CFTC’s settlement order regarding Piper Sandler Hedging Services LLC:
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Dissenting Statement Of CFTC Commissioner Summer K. Mersinger Regarding Settlement With Piper Sandler Hedging Services, LLC
Date 23/09/2024
I respectfully dissent from the Commission’s enforcement action settling charges against Piper Sandler Hedging Services, LLC (“Piper Sandler” or “Respondent”).
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CFTC Orders Piper Sandler To Pay $2 Million For Recordkeeping And Supervision Failures For Firm-Wide Use Of Unapproved Communication Methods
Date 23/09/2024
The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against Piper Sandler Hedging Services LLC, an introducing broker, for failing to maintain and preserve records that were required to be kept under CFTC recordkeeping requirements, and failing to diligently supervise matters related to its business as a CFTC registrant.
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CFTC Commissioners Pham & Mersinger To Keynote At DACOM NYC 2024
Date 23/09/2024
WHAT:
Commissioners Caroline D. Pham and Summer K. Mersinger will participate in a keynote fireside chat titled “The Power of Dissent and the Future of Crypto Regulation” at DACOM New York 2024, the Digital Asset Compliance & Market Integrity Summit.
WHEN:
Wednesday, September 25, 2024
2:00 p.m. (ET)WHERE:
Hogan Lovells
390 Madison Street
New York, NY 10017
Additional Information: The Digital Asset Compliance & Market Integrity Summit -
MIAX Exchange Group - Options Markets - Member Firm Portal (MFP) Bulk Trade Corrections Issue
Date 23/09/2024
Please be advised that the ability to make Bulk Trade Corrections will be unavailable for the remainder of the day in the Member Firm Portal (MFP) for the MIAX Options, MIAX Pearl Options, MIAX Emerald Options and MIAX Sapphire Options Exchanges. Single Trade Corrections are processing normally. Bulk Trade Corrections will be available for trading on Tuesday, September 24, 2024.
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CFTC Chairman Behnam To Participate In A Fireside Chat At The 2024 Treasury Market Conference In NYC
Date 23/09/2024
WHAT:
Chairman Rostin Behnam will participate in a fireside chat at the 2024 Treasury Market Conference in New York City.
WHEN:
Thursday, September 26, 2024
2:35 p.m. – 3:05 p.m. (ET)WHERE:
The Federal Reserve Bank of New York
33 Liberty Street
New York, NY 10045
Additional information: The 2024 U.S. Treasury Market Conference - FEDERAL RESERVE BANK of NEW YORK (newyorkfed.org) -
Joint Trade Association Statement On EMIR 3.0 Effective Implementation Dates
Date 23/09/2024
On September 23, ISDA, the Alternative Investment Management Association (AIMA), the European Banking Federation (EBF), the European Fund and Asset Management Association (EFAMA) and FIA sent a letter urging the European Commission and European supervisory authorities to clarify that market participants are not required to implement the European Market Infrastructure Regulation (EMIR 3.0) Level 1 provisions prior to the date of application of the associated Level 2 regulatory technical standards (RTS).
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DTCC And Digital Asset Complete Successful Pilot To Test Collateral And Margin Optimization Through Tokenization
Date 23/09/2024
Digital Asset, a leading provider of blockchain solutions, in collaboration with The Depository Trust & Clearing Corporation (DTCC), today announced the results of the U.S. Treasury (UST) Collateral Network Pilot, an initiative focused on leveraging DLT applications to support market connectivity across the collateral management lifecycle to enhance mobility, liquidity and transactional efficiency of tokenized assets.
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ACER Consults On The Draft Statutory Documents Of The European Network Of Network Operators For Hydrogen
Date 23/09/2024
On 30 August 2024, future hydrogen transmission network operators submitted their draft statutory documents to the European Commission and ACER to formally establish the European Network of Network Operators for Hydrogen (ENNOH) as an association under the Belgian law.
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Nasdaq Verafin Announces Targeted Typology Analytics — An Innovative Approach To Fighting Financial Crime
Date 23/09/2024
Today, Nasdaq Verafin®, leading provider of crime fighting technology, announces enhancements to its robust suite of artificial intelligence (AI) based Targeted Typology Analytics, with new detection capabilities for terrorist financing and drug trafficking activity. These destructive crimes are fueling trillions of dollars in illicit flows globally, with 2023 estimates topping $11 billion for terrorist financing and nearly $800 billion connected to drug trafficking, according to Nasdaq Verafin’s Global Financial Crime report. Leveraging more than 20 years of deep domain expertise in anti-money laundering (AML), countering the financing of terrorism (CFT) and fraud detection technology, Nasdaq Verafin continues to deliver innovative new approaches to help banks improve the efficiency and effectiveness of their AML/CFT programs and ultimately safeguard the global financial system from the multi-trillion-dollar epidemic of financial crime.
