News Centre

CFTC Charges Former Head Of International Binary Options Scheme With $10 Million Fraud

Date 17/09/2019

The U.S. Commodity Futures Trading Commission filed a civil enforcement action in the U.S. District Court for the Northern District of Ohio, charging Jared J. Davis of Ohio with fraud relating to a global binary options business he created and operated.

Cboe Global Markets To Relocate Headquarters To Chicago's Landmark Old Post Office Building

Date 17/09/2019

• Cboe expects to move its Chicago staff to 433 W. Van Buren Street in second half of 2020
• Cboe plans to build a new trading floor at 141 W. Jackson Boulevard in 2021
• Cboe to celebrate in ceremony with Mayor Lori Lightfoot this October

SEC: Raymond James Agrees To Pay $15 Million For Improperly Charging Retail Investors

Date 17/09/2019

The Securities and Exchange Commission today instituted a settled order against three Raymond James entities for improperly charging advisory fees on inactive retail client accounts and charging excess commissions for brokerage customer investments in certain unit investment trusts (UITs).

Holly Duran Real Estate Partners Represents Cboe Global Markets In Headquarters Relocation To Old Post Office, New Trading Floor, Sale Of Building

Date 17/09/2019

Holly Duran Real Estate Partners LLC (HDREP)<https://hdrealestate.com/> announced today that the firm has represented Cboe Global Markets, Inc., one of the world's largest exchange holding companies, in the leasing of approximately 185,000 square feet for the exchange's new global headquarters at Chicago's Old Post Office at 433 W. Van Buren St. Cboe announced<http://ir.cboe.com/press-releases> the major transaction today.

JonesTrading Wins Best Outsourced Trading Solution At The HFM US Hedge Fund Services Awards 2019

Date 17/09/2019

JonesTrading Institutional Services LLC (“JonesTrading”) has been named “Best Outsourced Trading Solution” at the 2019 US Hedge Fund Services Awards, which was held in New York on September 12th. The firm also won the Award in 2017.

CFTC Commissioner Berkovitz To Keynote At The 2019 ISDA Annual North America Conference

Date 17/09/2019

Adam Farkas Steps Down As EBA Executive Director

Date 17/09/2019

Adam Farkas has announced his resignation from his post as Executive Director of the European Banking Authority (EBA), which will be effective on 31 January 2020.

Cappitech And Kaizen Reporting Publish Findings Of SFTR Implementation Survey

Date 17/09/2019

Cappitech and Kaizen Reporting today published the findings of the SFTR implementation survey conducted by Cappitech, a leading provider of regulatory reporting and intelligence solutions for the financial services industry, and analysed by Kaizen Reporting, global leaders in quality and accuracy for regulatory reporting, in which securities financing market participants were asked to help establish the industry’s state of readiness.

Bank Of England: Minutes Of The Wholesale Distribution Steering Group - July 2019

Date 17/09/2019

The Wholesale Distribution Steering Group have the objective of overseeing the design of a new end-state model for wholesale cash distribution. This is to support the UK in an environment of declining cash volumes.

BME: GREENOAK SPAIN HOLDINGS SOCIMI II Receives Favourable Report From MAB

Date 17/09/2019

The Coordination and Admissions Committee of the Mercado Alternativo Bursátil (MAB) has submitted to the Board of Directors a favourable report on GREENOAK SPAIN HOLDINGS SOCIMI II (GORE II), following a thorough review of all the information presented by the company.