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iSTOXX® Global Cities Of Tomorrow Select 30 Index Licensed To Citi
Date 24/09/2019
Qontigo’s global index provider STOXX Ltd. has licensed the iSTOXX® Global Cities of Tomorrow Select 30 Index to Citi to serve as an underlying for structured products.
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SET Joins Forces With SEC Roll Out “One-Stop Service” For Listed And Pre-IPO Companies
Date 24/09/2019
The Stock Exchange of Thailand (SET), in collaboration with the Securities and Exchange Commission (SEC), unveils “One-Stop Service” project in accordance with SET's strategy "Creating Partnership Platform to Drive Inclusive Growth", building to provide a full range of services to listed firms and those interested in mobilizing fund and financial advisors. The end-to-end platform inclusively spans from providing advice associated with fundraising, regulations, to quality development, in order to effectively facilitate convenience, and eliminate overlapping in the process.
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Capitolis Appoints Jessica Zall Vice President Of Marketing
Date 24/09/2019
Capitolis, the pioneering technology provider for capital markets, announced today a strategic hire to its executive leadership team. Jessica Zall joins as Vice President and Head of Marketing. In this newly created role, Jessica will be based in New York and report to Gil Mandelzis, CEO and Founder. She joins the company at a time of significant growth and client mandates.
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Broadridge’s Global Asset Servicing Solution Now Live On Amazon Web Services - Global Tier-1 Investment Bank Utilizing Cloud-Based Automated Processing Solution To Address End-To-End Asset Servicing Complexities
Date 24/09/2019
Broadridge Financial Solutions, Inc. (NYSE:BR), a global Fintech leader and part of the S&P 500® Index, today announced that its Global Asset Servicing Solution is now available on Amazon Web Services, Inc. (AWS) and that a global tier-1 investment bank is in live operation with the solution and another global tier-1 bank is onboarding. Replacing multiple incumbent systems with a single solution can help these companies to achieve greater levels of efficiency through standardized processes and data globally, while reducing operational risks. They can also respond more effectively to regulatory reporting requirements and client service needs, by adding increased oversight and business control.
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Overseas Investor Relations Management Master Class For Shanghai Stock Exchange Listed Companies Held
Date 24/09/2019
On September 19, 2019, the Shanghai Stock Exchange (SSE) holds the “Overseas Investor Relations Management Master Class for SSE Listed Companies”, with an aim to help the listed companies better understand the needs of overseas investors and effectively connect with the overseas investors. Attending the forum are more than 160 people, including secretaries to directorates or heads of investor relations in the listed companies on the SSE Main Board and the SSE STAR Market. The training themes include how to understand investor relations from the perspective of a buyer, how to attract long-term overseas investors, how to build an effective corporate communication strategy and optimizing a balance sheet.
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ASX: AGM Address By The Chairman And The Managing Director And CEO
Date 24/09/2019
Good morning ladies and gentlemen. Welcome to the 2019 Annual General Meeting for ASX Limited.
It is 10.00am, we have a quorum present, and I declare the meeting open.
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ASIC RegTech Voice Analytics Symposium - Opening Statement By ASIC Chair James Shipton, Melbourrne, 24 September 2019
Date 24/09/2019
Thank you, Perry Wandin for the Welcome to Country.
I would also like to begin by acknowledging the Traditional Custodians of the land on which we meet today and pay my respects to their Elders past and present. I extend that respect to Aboriginal and Torres Strait Islander peoples here today.
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Remarks At The U.S. Treasury Market Conference, SEC Commissioner Elad L. Roisman, New York, NY, Sept. 23, 2019
Date 23/09/2019
Good afternoon from Washington, D.C. I am grateful for the opportunity to speak with you today during this fifth annual Treasury market conference. I wish I could be there with you in person, but I appreciate the accommodation, and your time, so that I can share a few of my thoughts with you via video. On the bright side, this video may deliver better production value than if I was there live, especially for important aspects like hair and makeup.
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SEC Brings New Charges In Multimillion Dollar Boiler Room Schemes
Date 23/09/2019
The Securities and Exchange Commission today announced new charges arising from a New York-based boiler-room scheme, alleging that Benjamin Conde orchestrated the manipulation of millions of shares of Renewable Energy and Power Inc. (RBNW), generating approximately $3.1 million in illegal proceeds.
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SIFMA Statement on H.R. 4344
Date 23/09/2019
SIFMA today released the following statement from Kenneth E. Bentsen, Jr., SIFMA president and CEO, expressing opposition to a legislative proposal that would overturn the 2017 Kokesh v. SEC Supreme Court decision related to disgorgement.
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