News Centre

Thomson Reuters Reports Third-Quarter 2019 Results

Date 31/10/2019

Thomson Reuters (TSX/NYSE: TRI) today reported results for the third quarter ended September 30, 2019.

Hong Kong's Securities And Futures Commission Commences MMT Proceedings Against China Medical & Healthcare Group Limited And Its Senior Management For Alleged Late Disclosure Of Inside Information

Date 31/10/2019

The Securities and Futures Commission (SFC) has commenced proceedings in the Market Misconduct Tribunal (MMT) against China Medical & Healthcare Group Limited for allegedly failing to disclose information in relation to its significant gains in securities trading as soon as reasonably practicable in 2014.

Hong Kong Securities And Futures Commission Issues Guidance On External Electronic Data Storage

Date 31/10/2019

The Securities and Futures Commission (SFC) today issued a circular to licensed corporations on the use of external electronic data storage providers (EDSPs).

Warsaw Stock Exchange (GPW) Group: Year-On-Year Increase Of EBITDA

Date 31/10/2019

• GPW Group’s revenue at PLN 82.5 million in Q3 2019
• EBITDA at PLN 55.9 million in Q3 2019
• Operating profit at PLN 47.0 million in Q3 2019
• Net profit at PLN 41.1 million in Q3 2019
• Operating expenses at PLN 36.1 million in Q3 2019

HKEX: Report On Initial Public Offering Applications, Delisting And Suspensions

Date 31/10/2019

Report on Initial Public Offering Applications, Delisting and Suspensions
(As at 31 October 2019)

UK Financial Conduct Authority Urges Victims Of Illegal Loan Scheme To Come Forward

Date 31/10/2019

The Financial Conduct Authority (FCA) has today urged customers who took out a loan with Mr Dharam Prakash Gopee to contact them as they may be eligible for compensation.

Europe Confident Of Successful Eonia To €STR Transition - Sellside And Buyside Firms Confident Of Transition To New Euro Risk-Free-Rate But Doubts Remain Over The Timeline For The Libor Transition, Acuiti Study Finds

Date 31/10/2019

Senior market participants across the buyside and the sellside are confident they will be ready for the shift from Eonia to €STR but less than half of respondents believed that Libor would definitely end in 2021, a study from Acuiti has found.

Cappitech Appoints Mark Kelly To Board Of Advisors

Date 31/10/2019

Cappitech, a leading provider of regulatory reporting and intelligence solutions for the financial services industry, is pleased to announce that Mark Kelly  has joined its Board of Advisors. Mr Kelly’s 30 years of financial and regulatory expertise will enhance Cappitech’s ability to offer the financial services sector the most accurate and business-critical product suite and services. Cappitech’s products are focused on both meeting regulatory requirements and utilizing regulatory data for enhanced decision making and the creation of new revenue streams.

GoldenSource Announces New Data Connection For ANNA ISINs And LEIs Initiative

Date 31/10/2019

GoldenSource has announced a new data connection to support the Association of National Numbering Agencies (ANNA) and Global Legal Entity Identifier Foundation (GLEIF) initiative to link International Securities Identification Numbers (ISINs) and Legal Entity Identifiers (LEIs).

Hong Kong Securities And Futures Commission Reprimands And Fines China Rise Securities Asset Management Company Limited $6.3 Million For Regulatory Breaches And Internal Control Failures

Date 31/10/2019

The Securities and Futures Commission (SFC) has reprimanded China Rise Securities Asset Management Company Limited (China Rise), formerly known as China Rise Securities Company Limited, and fined it $6.3 million for internal control failures and regulatory breaches related to short selling orders, cross trades and keeping of records.