News Centre

SEC Fee Rate Advisory #2 For Fiscal Year 2020

Date 09/01/2020

The Securities and Exchange Commission announced that starting on Feb. 18, 2020, the fee rates applicable to most securities transactions will be set at $22.10 per million dollars.

FINRA Releases 2020 Risk Monitoring And Examination Priorities Letter

Date 09/01/2020

FINRA today released its 2020 Risk Monitoring and Examination Priorities Letter, highlighting new priorities as well as identifying areas of ongoing concern that FINRA will continue to focus on in the coming year.

Canadian Securities Regulators Announce Consultation On An Access Equals Delivery Model For Public Companies

Date 09/01/2020

The Canadian Securities Administrators (CSA) today published CSA Consultation Paper 51-405 Consideration of an Access Equals Delivery Model for Non-Investment Fund Reporting Issuers (the consultation paper), which solicits views on the appropriateness of introducing an “access equals delivery” model in the Canadian market. Under this model, delivery of a document would be effected by the issuer alerting investors that the document is publicly available on the System for Electronic Document Analysis and Retrieval (SEDAR) and the issuer’s website.

BlackRock Takes Small Step Towards Climate Action - In Joining Climate Action 100+, World’s Largest Asset Manager Looks To Green Its Climate Impact

Date 09/01/2020

BlackRock Inc. (BLK), the world’s largest investor in both fossil fuels and deforestation-linked commodities, today announced it will join Climate Action 100+, a consortium of investors committed to driving a transition to clean energy.

MiFID II: ESMA Issues Latest Double Volume Cap Data

Date 09/01/2020

Broadridge Distribution Insights: European Monthly FundFlash

Date 09/01/2020

Click here to download this month’s FundFlash from Broadridge Financial Solutions, a two-minute read of European mutual fund sales trends in November 2019.

EU Banks’ Face A Further Contraction Of Profitability

Date 09/01/2020

The European Banking Authority (EBA) published today its Risk Dashboard and the results of the Risk Assessment Questionnaire (RAQ). While the capital position of EU banks remained strong and asset quality improved further, profitability contracted in Q3 2019, with a negative outlook from both banks and analysts.

Palestine Securities Exchange Monthly Investor Newsletter

Date 09/01/2020

Click here to download the December edition of the PEX monthly investor newsletter.

A Framework For All Seasons? - Speech By Bank Of England Governor Mark Carney - Given At The Bank Of England Research Workshop On The Future Of Inflation Targeting

Date 09/01/2020

Governor Mark Carney shares his experience of inflation targeting. He also looks at some challenges for monetary policy that call for a thorough and careful review of the current framework in which the Monetary Policy Committee operates.

LCH Delivers Record Clearing olumes In 2019

Date 09/01/2020

• Innovations include launch of FX forwards clearing, €STR swaps, consolidation of Euro-debt activity at LCH SA and increased venue connectivity at EquityClear
• Over $1.2 quadrillion cleared at SwapClear, with $920 trillion compressed
• Record volumes also reported by CDSClear, ForexClear and RepoClear