News Centre

Remarks At The 2020 Municipal Securities Disclosure Conference, SEC Chairman Jay Clayton, June 16, 2020

Date 16/06/2020

Good afternoon everyone. Thank you to the Office of Municipal Securities for organizing this conference.  And thank you to all the panelists for taking time to join us today.

Cboe Global Markets Reopens Chicago Trading Floor

Date 16/06/2020

Cboe Global Markets, Inc. (Cboe: CBOE), one of the world's largest exchange holding companies, announced it reopened its Cboe Options Exchange trading floor in Chicago on Monday, June 15, 2020, and successfully resumed hybrid trading – which includes open-outcry and electronic trading mechanisms.

SEC: Opening Remarks At 2020 Municipal Securities Disclosure Conference, Rebecca Olsen, Director, Office Of Municipal Securities, June 16, 2020

Date 16/06/2020

Introduction

Good afternoon. Welcome. I truly appreciate all of you taking the time to join us today as we discuss secondary market disclosure and certain other hot topics in the municipal securities market. Although this event was rescheduled from its original planned date of March 10, it seems like today is a very appropriate and particularly important moment in time for us to gather and discuss secondary market disclosure practices in light of the impact COVID-19 has had on the municipal securities market generally, and the financial and operating status of municipal issuers individually.

A Financial System To Support The Recovery - Speech By Charles Randell, Chair Of The FCA And PSR, To A Virtual Roundtable Of Bank Chairs Hosted By UK Finance

Date 16/06/2020

Highlights:

• The coronavirus (Covid-19) crisis shows we need to reassess our approach to consumer debt, high risk retail investments and financial exclusion
• We need a robust framework for dealing with small business loans which turn out to be unaffordable
• UK financial markets and businesses are well placed to help the country and the world recapitalise
• The FCA has worked with pace and pragmatism in the crisis and will make these ways of working its new normal as it transforms for the future.

Moscow Exchange: Risk Parameters Change On Securities Market

Date 16/06/2020

CCP NCC sets the following risk parameters on Securities market starting from June 18, 2020:

1. Market risk rates and concentration limits

UK Financial Conduct Authority - Complaints Scheme: Our Approach To Remedies

Date 16/06/2020

This statement explains our current approach to deciding what we do when we agree that a complaint made about the FCA under the Complaints Scheme (the Scheme) is well founded.  We aim to apply a consistent and fair approach to ensure remedies are appropriate and proportionate, based on the individual features of the complaint and what went wrong.

Liquidnet Appoints Sujay Telang As Head Of Equities Technology - Telang Is Tapped To Drive The Evolution Of Liquidnet’s Platform, Drawing On A 15+ Year Track

Date 16/06/2020

Liquidnet, the global institutional investment network, today announced that it has named former Goldman Sachs Managing Director and electronic trading executive Sujay Telang as its new Head of Equities Technology. Telang represents Liquidnet’s latest investment into strategic hires and advanced technologies combining quantitative analytics, insightful models, and innovative algorithms, in order to improve and further automate the trading process.

The UK Financial Conduct Authority And UK Payment Systems Regulator Joint approach To Access To Cash

Date 16/06/2020

TNS Strengthens Market Data Portfolio With New Connection To SIX Swiss Exchange

Date 16/06/2020

Traders can now work with Transaction Network Services (TNS) to access market data and trading services at one of Europe’s largest stock exchanges after the firm became a recognised service provider for the Swiss Stock Exchange.

ESMA Appoints A New Securities And Markets Stakeholder Group

Date 16/06/2020

The European Securities and Markets Authority (ESMA), the EU’s securities markets regulator, has published the new list of members of its Securities and Markets Stakeholder Group (SMSG) following approval by its Board of Supervisors. The selected individuals begin a four-year term on 1 July 2020. The SMSG will provide ESMA with advice on its policy work and must be consulted on technical standards, guidelines and recommendations.