News Centre

New Zealand Financial Markets Authority Files Proceedings Against CLSAP NZ (Formerly KVB Kunlun) For Alleged Anti-Money Laundering Breaches

Date 23/06/2020

The Financial Markets Authority (FMA) has filed civil High Court proceedings against CLSA Premium New Zealand Limited (CLSAP NZ) for alleged breaches of the Anti-Money Laundering and Countering Financing of Terrorism (AML/CFT) Act.

ASIC Reports On Decisions To Cut Red Tape – October 2019 To March 2020

Date 23/06/2020

ASIC has helped the law work better for business by granting over 600 applications for relief between 1 October 2019 and 31 March 2020.

U.S. Department Of Justice - Changes In Latitudes, Changes In Attitudes: Enforcement Cooperation In Financial Markets, Washington, DC, Monday, June 22, 2020

Date 22/06/2020

Good afternoon. Thank you for hosting this discussion today. I’m pleased that we were able to reschedule this event, which was originally scheduled for April and at MIT, and that we now have the opportunity to engage in this important conversation. I am even more pleased to be joined today by my esteemed friends at the SEC, Chairman Jay Clayton and Director of the Division of Trading and Markets, Brett Redfearn.

CME Group And B3 To Jointly Develop New Soybean Futures Contracts Connecting Global Participants To Brazilian Agricultural Markets

Date 22/06/2020

CME Group, the world's leading and most diverse derivatives marketplace, and B3 S.A., one of the world's largest financial market infrastructure companies, announced an agreement to jointly develop risk management products for both Brazilian domestic and global market participants. Under the terms of the agreement, CME Group and B3 will work together to launch futures on Brazilian soybeans in Q3 2020, pending regulatory approvals.

Modernizing U.S. Equity Market Structure, SEC Chairman Jay Clayton, Brett Redfearn, Director, Division Of Trading And Markets, Washington D.C., June 22, 2020

Date 22/06/2020

Chairman Clayton:

Good afternoon and welcome to this SEC-sponsored virtual forum to discuss equity market structure.  I want to begin by thanking Deborah Lucas for her kind introduction and Assistant Attorney General Makan Delrahim for giving us his insightful perspective.  Promoting competition is a core objective of U.S. antitrust and securities law, and I very much appreciated hearing his insights.

Today marks the third consecutive year that Director Redfearn and I have addressed equity market structure.  Our remarks have focused on three areas needing close attention—improving the market for thinly traded securities, combatting retail fraud, and addressing concerns about the quality and cost of market data.  Here I am very pleased that we have meaningful progress to report as well as some key initiatives we are working to complete.  I would like to take a moment to commend the Commission’s dedicated staff for continuing to serve the public without missing a beat during these challenging times.

US Justice Department’s Antitrust Division And The Securities And Exchange Commission Sign Historic Memorandum Of Understanding

Date 22/06/2020

The Department of Justice’s Antitrust Division and the Securities and Exchange Commission have signed an interagency Memorandum of Understanding (“MOU”) to foster cooperation and communication between the agencies with the aim of enhancing competition in the securities industry. Assistant Attorney General Makan Delrahim of the Antitrust Division announced the first-ever MOU between the Antitrust Division and the SEC, which was executed with SEC Chairman Jay Clayton before a discussion on equity market structure hosted by MIT’s Golub Center for Finance and Policy this afternoon.

Nigerian Stock Exchange Raises A Toast To Guinness Nigeria At 70 Years

Date 22/06/2020

Guinness Nigeria Plc, one of the pioneer companies to be listed on The Nigerian Stock Exchange (NSE or The Exchange), in the Beer and Beverage Industry, marked its 70th anniversary celebration with a Closing Gong ceremony at the Exchange on Monday, 22 June 2020. To commemorate the anniversary, the CEO of the iconic brand Mr. Baker Magunda, was given the privilege to sound the digital Closing Gong of the NSE.

Securities And Exchange Commission And Justice Department’s Antitrust Division Sign Historic Memorandum Of Understanding

Date 22/06/2020

The Securities and Exchange Commission and the Department of Justice’s Antitrust Division have signed an interagency Memorandum of Understanding (MOU) to foster cooperation and communication between the agencies with the aim of enhancing competition in the securities industry. Assistant Attorney General Makan Delrahim of the Antitrust Division announced the first-ever MOU between the Antitrust Division and the SEC, which was executed with SEC Chairman Jay Clayton, before a discussion on equity market structure hosted by MIT’s Golub Center for Finance and Policy this afternoon.

Moscow Exchange: Risk Parameters Change On Securities Market - Update 2

Date 22/06/2020

CCP NCC sets the following risk parameters on Securities market for Petropavlovsk PLC shares (ticker POGR) starting from June 25, 2020:

London Stock Exchange Plc Appointments

Date 22/06/2020

London Stock Exchange Group (LSEG) today announces changes to the Board of London Stock Exchange plc, a wholly owned subsidiary of London Stock Exchange Group plc.