News Centre

Japan Exchange Group: The 20th Annual General Shareholders Meeting

Date 18/05/2021

Notice of the 20th Annual General Shareholders Meeting

Matters Disclosed on the Internet Concerning Notice of the 20th Annual General Shareholders Meeting

ASIC: Macquarie Securities Pays $126,000 Infringement Notice

Date 18/05/2021

Macquarie Securities (Australia) Limited (‘MSAL’) has paid a penalty of $126,000 to comply with an infringement notice given by the Markets Disciplinary Panel (‘the MDP’).

Tokyo Commodity Exchange: Timing Of Start Of Derivatives Holiday Trading

Date 18/05/2021

We today announce that the start of  Derivatives holiday trading has been set for around September 2022.

Benjamin W. McDonough Named Office Of The Comptroller Of The Currency Chief Counsel

Date 17/05/2021

The Office of the Comptroller of the Currency (OCC) today named Benjamin W. McDonough its Senior Deputy Comptroller and Chief Counsel.

Treasury International Capital Data For March

Date 17/05/2021

The U.S. Department of the Treasury today released Treasury International Capital (TIC) data for March 2021.  The next release, which will report on data for April 2021, is scheduled for June 15, 2021.

Coinbase Announces Proposed Private Offering Of $1.25 Billion Of Convertible Senior Notes Due 2026

Date 17/05/2021

Coinbase Global, Inc. (“Coinbase”) (Nasdaq: COIN) today announced its intention to offer, subject to market conditions and other factors, $1.25 billion aggregate principal amount of Convertible Senior Notes due 2026 (the “notes”) in a private offering (the “offering”) to persons reasonably believed to be qualified institutional buyers pursuant to Rule 144A promulgated under the Securities Act of 1933, as amended (the “Securities Act”). Coinbase also expects to grant the initial purchasers of the notes a 30-day option to purchase up to an additional $187.5 million principal amount of notes solely to cover over-allotments. The notes will be senior, unsecured obligations of Coinbase, will accrue interest payable semi-annually in arrears and will mature on June 1, 2026, unless earlier repurchased, redeemed or converted. The notes will be convertible into cash, shares of Coinbase’s Class A common stock, or a combination thereof, at Coinbase’s election. The interest rate, initial conversion rate, and other terms of the notes are to be determined upon pricing of the offering.

MIAX Options Exchange - Updates To The SPIKES Special Settlement Auction Settlement Reference Price Opening Width And SPIKES Valid And Priority Quote Width Tables

Date 17/05/2021

Due to sustained market volatility, MIAX Options will continue to use the Settlement Reference Price Opening Width and Valid and Priority Quote Width tables detailed in MIAX Options Regulatory Circular 2021-04 for opening the SPY June 18, 2021 options used in the May 19, 2021 SPIKES Special Settlement Auction.

SEC Awards More Than $31 Million To Whistleblowers In Two Enforcement Actions

Date 17/05/2021

The Securities and Exchange Commission today announced whistleblower awards to four individuals totaling more than $31 million. 

Moscow Exchange: Risk Parameters Change For The Security CMCSA-RM

Date 17/05/2021

As per the Securities market risk parameters methodology, on 17.05.2021, 20-43 (MSK) the lower bound of the price band (up to 3890) and initial margins (up to 16.25 %) for the security CMCSA-RM were changed. New values are available here

US Federal Agencies Extend Comment Period On Request For Information On Artificial Intelligence

Date 17/05/2021

Five federal financial regulatory agencies announced today they will extend the comment period on the request for information on financial institutions' use of artificial intelligence (AI) until July 1, 2021.