News Centre

Ontario Securities Commission Publishes Summary Report For Dealers, Advisers And Investment Fund Managers

Date 14/09/2020

The Ontario Securities Commission (OSC) today published its summary report for dealers, advisers and investment fund managers, which provides information to help registrants comply with requirements under Ontario securities law.

MIAX Options Exchange - SPIKES Special Settlement Auction Settlement Reference Price Opening Width And Valid And Priority Quote Width Tables Used In The September 16, 2020 SPIKES Special Settlement Auction

Date 14/09/2020

Due to sustained market volatility, MIAX Options will continue to use the Settlement Reference Price Opening Width and Valid and Priority Quote Width tables detailed in MIAX Options Regulatory Circular 2020-11 for opening the SPY October 16, 2020 options used in the September 16, 2020 SPIKES Special Settlement Auction.

CFTC Charges 3 Texas Men And 1 Florida Man In Fraudulent Digital Asset Scheme

Date 14/09/2020

The Commodity Futures Trading Commission today filed a complaint in the U.S. District Court for the Southern District of Texas against four individuals for fraudulently soliciting funds from customers to speculate in Bitcoin price movements. The defendants are Texas residents Mayco Alexis Maldonado Garcia, Cesar Castaneda, and Rodrigo Jose Castro Molina, and Florida resident Joel Castaneda Garcia.

SEC Awards More Than $10 Million To Whistleblower

Date 14/09/2020

The Securities and Exchange Commission today announced an award of more than $10 million to a whistleblower whose information and assistance were of crucial importance to a successful SEC enforcement action.

CFTC Commissioner Rostin Behnam To Discuss Climate Related Market Risk At Bloomberg Green Festival

Date 14/09/2020

Federal Reserve Board Appoints Trevor Reeve As Director Of The Division Of Monetary Affairs

Date 14/09/2020

The Federal Reserve Board on Monday announced the appointment of Trevor Reeve as director of the Division of Monetary Affairs. Prior to the appointment, Reeve served as a deputy director of the division.

SEC Charges Charter School Operator And Its Former President With Fraudulent Municipal Bond Offering

Date 14/09/2020

The Securities and Exchange Commission today charged Park View School, Inc., a state-funded, nonprofit charter school operator based in Prescott Valley, Arizona, and its former President, Debra Kay Slagle, with misleading investors in an April 2016 municipal bond offering.

CFTC Commissioner Rostin Behnam To Discuss Managing Climate Risk In The U.S. Financial Markets At CERES Event

Date 14/09/2020

Bank Of England: Minutes Of The Wholesale Distribution Steering Group - July 2020

Date 14/09/2020

The Wholesale Distribution Steering Group have the objective of overseeing the design of a new end-state model for wholesale cash distribution. This is to support the UK in an environment of declining cash volumes.

FTSE Russell Launches Enhanced Green Revenues 2.0 Data Model

Date 14/09/2020

• Enhanced data model provides more comprehensive coverage, improved granularity of revenue exposure, and green ‘tiering’ to identify the net environmental impact of company activities
• FTSE Russell’s green revenues markers now cover 10 sectors, 64 sub-sectors and 133 micro-sectors
• The Green Revenues Classification System features high overlap with the EU Taxonomy, providing a standard for reporting excellence set to be implemented by the end of 2021
• The green economy is worth approximately $4 trillion, representing 6% of the market capitalisation of all global listed companies