Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index: 100,433.47 -243.75

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  • Federally Chartered Banks And Thrifts May Engage In Certain Stablecoin Activities

    Date 21/09/2020

    The Office of the Comptroller of the Currency (OCC) today published a letter clarifying national banks' and federal savings associations' authority to hold "reserves" on behalf of customers who issue certain stablecoins.

  • SEC Charges Index Manager And Friend With Insider Trading

    Date 21/09/2020

    The Securities and Exchange Commission today charged Yinghang “James” Yang, a senior index manager at a globally recognized index provider, and his friend Yuanbiao Chen, a manager at a sushi restaurant, with perpetrating an insider-trading scheme that generated more than $900,000 in illegal profits.


  • OCC Announces Settlements With Three Former Senior Wells Fargo Bank Executives

    Date 21/09/2020

    The Office of the Comptroller of the Currency (OCC) today announced settlements with three former senior executives of Wells Fargo Bank, N.A., Sioux Falls, South Dakota, for their roles in the bank’s systemic sales practices misconduct.

  • IIROC Annual Report Charts Progress Made To Protect Investors And Support Industry Transformation

    Date 21/09/2020

    The Investment Industry Regulatory Organization of Canada (IIROC) today released its Annual Report for 2019-2020, highlighting how the public interest regulator is delivering value for Canadians and the financial system, protecting investors and supporting industry transformation.


  • FINRA Executive Vice President Michael Rufino Announces Departure

    Date 21/09/2020

    FINRA announced today that Michael Rufino will leave the organization at the end of this year after more than 32 years of dedicated service protecting investors and ensuring market integrity. Rufino most recently served as Head of Member Regulation (Sales Practice), where he guided and oversaw FINRA’s Sales Practice Examination, Risk Monitoring and Membership Application Programs in 14 District offices.