We are aware of and actively monitoring the on-going market volatility in the options and equities markets and, consistent with our mission to protect investors and maintain fair, orderly, and efficient markets, we are working with our fellow regulators to assess the situation and review the activities of regulated entities, financial intermediaries, and other market participants.
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Nadex Amends Listing Schedule For The Week Of February 15, 2021 And The Presidents’ Day Holiday
Date 27/01/2021
Nadex will observe the following modified holiday schedule for the week of February 15, 2021 and the 2021 Presidents’ Day Holiday:
Monday, February 15, 2021: The Exchange will open at its regular time at 6:00pm ET on Sunday evening for trade date Monday, February 15, 2021. The Exchange will list a limited offering of contracts and will close at 11:00am ET. Contracts will be listed as follows:
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ISDA derivatiViews: A Big Milestone For Benchmark Reform
Date 27/01/2021
This week marked a major milestone for benchmark reform. On Monday, ISDA’s new fallbacks came into effect, with more than 12,000 entities across nearly 80 jurisdictions adhering to an ISDA protocol that allows firms to incorporate the fallbacks into existing derivatives contracts linked to LIBOR and other key interbank offered rates (IBORs).
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NYSE Group Consolidated Short Interest Report
Date 27/01/2021
NYSE today reported short interest as of the close of business on the settlement date of January 15, 2021.
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Nasdaq Announces Mid-Month Open Short Interest Positions In Nasdaq Stocks f Settlement Date January 15, 2021
Date 27/01/2021
At the end of the settlement date of January 15, 2021, short interest in 2,580 Nasdaq Global MarketSM securities totaled 8,357,995,856 shares compared with 8,444,669,455 shares in 2,570 Global Market issues reported for the prior settlement date of December 31, 2020. The mid-January short interest represents 3.18 days compared with 2.58 days for the prior reporting period.
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Autorité des Marchés Financiers Renews Call For Heightened Vigilance Against Cyber Threats In Québec’s Financial Sector
Date 27/01/2021
The Autorité des marchés financiers (AMF) is concerned by the increasing number of security incidents, including cyber incidents, affecting major institutions in Québec’s financial sector. The AMF is therefore again calling on the financial institutions and businesses it supervises to adequately assess information technology risks and take all necessary steps to bolster privacy safeguards and cybersecurity.
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SEC: Joint Statement Regarding Ongoing Market Volatility - Acting Chair Allison Herren Lee, Pete Driscoll, Director, Division Of Examinations, Christian Sabella, Acting Director, Division Of Trading And Markets
Date 27/01/2021
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NZX Statement On New Zealand Financial Markets Authority Market Operator Obligations Report
Date 27/01/2021
NZX has closely reviewed the Financial Markets Authority (FMA) report, Market Operator Obligations Targeted Review – NZX, and acknowledges the FMA's conclusions that, in certain respects, NZX breached its market operator obligations in relation to its technology resources.
NZX Chief Executive, Mr Mark Peterson said NZX takes its market operator obligations extremely seriously. “We acknowledge the issues that have affected our technology platforms and market participants in 2020.”
“NZX accepts that it did not meet the high standards it sets for itself in key areas of technology resources. We also agree that improvements are required and we are committed to delivering these improvements via an action plan that will be agreed with the FMA. We will work constructively with the FMA through that process and engage closely with the broader capital markets technology ecosystem,” he said.
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New Zealand Financial Markets Authority Market Releases Review Of NZX Technology Issues
Date 27/01/2021
A review of NZX by the Financial Markets Authority (FMA), released today, has found the stock exchange failed to meet its licensed market operator obligations due to insufficient technology resources.
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SIFMA Opposes Proposal To Shift CAT Data Breach Liability Away From SROs
Date 27/01/2021
In a comment letter filed today with the SEC, SIFMA strongly opposes the SEC’s proposed amendment to the National Market System Plan governing the Consolidated Audit Trail (CAT) that would force all CAT Reporters to effectively assume all liability associated with a breach of the CAT data system. The proposal permits the self-regulatory organizations (SROs) to disclaim liability for a breach or misuse of CAT data which goes beyond the regulatory immunity they already have.
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Trustco Bank Delivers Enhanced Digital Banking Experiences With Fiserv - New Capabilities Fuel Adoption As Customers Increasingly Turn To Digital Interactions
Date 27/01/2021
New York-based Trustco Bank (NASDAQ:TRST) is seeing new levels of digital adoption and engagement following the launch of an enhanced digital banking platform from Fiserv, Inc. (NASDAQ: FISV), a leading global provider of payments and financial services technology solutions.
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