FTSE Mondo Visione Exchanges Index:
News Centre
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ESMA And The European Commission Publish Guidance On Non-MiCA Compliant ARTs And EMTs
Date 17/01/2025
The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, published today a statement reinforcing the position related to the offer of ARTs and EMTs (also known as stablecoins) in the EU under Market in Crypto Assets regulation (MiCA).
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DMIST Publishes Consultation Paper On Position Transfers
Date 17/01/2025
DMIST, the Derivatives Market Institute for Standards, today published a proposed standard aimed at improving the processing of position transfers in the exchange-traded derivatives markets. This is the third standard proposed by DMIST, an independent organization formed by FIA in July 2022, to promote greater efficiency in the trading and clearing workflow for derivatives. -
SEC Charges LPL Financial With Anti-Money Laundering Violations
Date 17/01/2025
The Securities and Exchange Commission today announced charges against broker-dealer and investment adviser LPL Financial LLC for multiple failures related to its anti-money laundering (AML) program. To resolve the SEC’s charges, LPL agreed to pay a civil penalty of $18 million and to implement improvements to its AML policies and procedures.
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SEC Charges Pair Of Wells Fargo Advisory Firms And Merrill Lynch With Compliance Failures Relating To Cash Sweep Programs - Firms Agree To Pay Civil Penalties Of $60 Million Combined To Settle SEC Charges
Date 17/01/2025
The Securities and Exchange Commission today announced settled charges against registered investment advisers Wells Fargo Clearing Services LLC and Wells Fargo Advisors Financial Network LLC (collectively Wells Fargo Advisors) and against Merrill Lynch, Pierce, Fenner & Smith Incorporated (Merrill Lynch) for failing to adopt and implement written policies and procedures reasonably designed to prevent violations of the Advisers Act and the rules thereunder relating to the firms’ cash sweep programs. The firms agreed to settle the SEC’s charges and pay $60 million in total civil penalties.
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Constituents Of The BIST Dividend And BIST Dividend 25 Indices For The Period February 1, 2025 – April 30, 2025 Has Been Changed
Date 17/01/2025
Taking BIST Market Cap Weighted Stock Indices Methodology into consideration, periodic review of BIST Dividend and BIST Dividend 25 Indices (BIST Dividend Indices) is completed. As results of the periodic review, constituent changes of BIST Dividend Indices, decided by Borsa Istanbul Management for the February 1, 2025 - April 30, 2025 period, are below.
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Malawi Stock Exchange Weekly Summary Report, 17 January 2025
Date 17/01/2025
Click here to download Malawi Stock Exchange's weekly summary report.
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UK Financial Conduct Authority Response To Government Call For Regulators To Support Growth
Date 17/01/2025
The FCA has responded to the Government, setting out the significant work it already has underway and how it will go further to support growth.
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ESAs Publish Study On Feasibility Of Further Centralisation Of Major ICT-Related Incident Reporting By Financial Entities
Date 17/01/2025
The three European Supervisory Authorities (EBA, EIOPA and ESMA – the ESAs) published today a report on the feasibility of further centralisation in the reporting of major ICT-related incidents by financial entities according to Article 21 of the Digital Operational Resilience Act (DORA).
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The UK Prudential Regulation Authority Announces A Delay To The Implementation Of Basel 3.1
Date 17/01/2025
The Prudential Regulation Authority (PRA), in consultation with HM Treasury, has decided to delay the implementation of Basel 3.1 in the UK by one year until 1 January 2027. This allows more time for greater clarity to emerge about plans for its implementation in the United States.
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Euronext Brussels Awards 2025 Honor Excellence And Innovation In Belgian Capital Markets
Date 17/01/2025
Euronext Brussels today presented its prestigious Awards 2025 during its annual New Year Event, organised in collaboration with GUBERNA, the Belgian Institute for Corporate Governance. This year’s event was attended by more than 500 key players from the international and Belgian financial and governmental sector, celebrating excellence and innovation in the Belgian capital markets.
