News Centre

Consolidated Audit Trail - Bifurcated Cost Allocation Is Inequitable, By Kelvin To, Founder And President At Data Boiler Technologies

Date 22/06/2021

Regarding the Consolidated Audit Trail (CAT)’s funding model, both the original and the revised proposal are like the Financial Transaction Tax. The plan is simply tolling everyone in the industry, which will ultimately be passed-down to the end-investors. We question why the CAT operating committee, a CAT governing body composed of ONLY representatives of the SROs, would hold concentrated power on the Funding Authority as set out in the CAT NMS Plan Exhibit A Article XI §11.1?  

CFTC Staff Issues Advisory To Swap Dealers Regarding The Use Of Internal Models In Calculating Minimum Capital Requirements

Date 22/06/2021

The Commodity Futures Trading Commission’s Market Participants Division (MPD) today issued an advisory to swap dealers clarifying the use of internal models in calculating minimum capital requirements.

Bank Of England: Minutes Of The Productive Finance Working Group - May 2021 - The Second Meeting Of The Steering Committee

Date 22/06/2021

Agenda

1. Reminder of competition law obligations by Simmons & Simmons
2. Chairs’ opening remarks
3. An update from the Technical Expert Group
4. Discussion
5. Chairs’ closing remarks

Moscow Exchange: Risk Parameters Change For The Securities - Update

Date 22/06/2021

The following risk parameters will be changed:

Transition SPAC Lists On Euronext Paris

Date 22/06/2021

• €215 million raised
• 8th SPAC listing on Euronext’s markets in 2021
• 1st listing of a French and European SPAC dedicated to the energy transition

Ontario Securities Commission; Former Officers And Directors Of CannTrust Charged With Securities Act Offences

Date 22/06/2021

Following a joint investigation by the OSC and Royal Canadian Mounted Police (RCMP), Integrated Market Enforcement Team (IMET), three former directors and officers at CannTrust Holdings Inc. (CannTrust) have been charged with offences under the Securities Act (Ontario).

Moscow Exchange: Risk Parameters Change For The Securities

Date 22/06/2021

The following risk parameters will be changed:

Canadian Securities Administrators 2020/2021 Enforcement Report Highlights Commitment Of Canadian Securities Regulators During Unprecedented Times - Market Analysis Platform Launched To Identify And Analyze Market Misconduct Across The Country

Date 22/06/2021

The Canadian Securities Administrators (CSA) today released its fiscal year 2020/2021 Enforcement Report, which provides details on enforcement efforts and outlines how securities regulators are protecting investors and the integrity of Canada’s capital markets.

Moscow Exchange: Risk Parameters On Securities Market

Date 22/06/2021

CCP NCC sets the following risk parameters on Securities market starting from June 23, 2021:

Nasdaq Announces Semi-Annual Changes To The First North 25 Index

Date 22/06/2021

Nasdaq (Nasdaq: NDAQ) announced today the results of the semi-annual review of the First North 25 Index (Nasdaq Stockholm: FN25) which will become effective at market open on Thursday, July 1, 2021.