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  • SEC Charges Electronic Trading Platform For Operating As An Unregistered Broker-Dealer

    Date 29/06/2021

    The Securities and Exchange Commission today announced that Neovest Inc., a provider of an order and execution management system (OEMS) that facilitates electronic trading, has agreed to pay a $2.75 million penalty for its failure to register as a broker-dealer in violation of the federal securities laws.  This is the SEC’s first case charging an OEMS provider for operating as an unregistered broker-dealer. 

  • TNS Adds Vienna Stock Exchange To Its Impressive Market Data Portfolio

    Date 29/06/2021

    Adding to its already impressive market data portfolio, Transaction Network Services (TNS) can now provide market data from Wiener Boerse AG, which is operating the stock exchanges in Vienna and Prague. The exchange group collects and distributes stock market data and calculates the most important indices of the region.

  • Finastra Exceeds 150 App Milestone In Its FusionStore Marketplace

    Date 29/06/2021

    • Open platform momentum sees more fintechs able to access growing markets and reduce sales cycles
    • Financial institutions gain fast access to innovative app capabilities including digital banking, cross-border payments, regulatory compliance and more

  • Exactpro Supports Launch Of MEMX Into The U.S. Equity Market With Quality Assurance Testing

    Date 29/06/2021

    Exactpro, a leading software testing provider for mission-critical financial market infrastructures, today announces the publication of a case study detailing its contribution to the successful launch of the Members Exchange (MEMX) into the U.S. equity market, and subsequent completion of its U.S. stock exchange rollout with the trading of all NMS symbols, through delivering extensive functional testing and test automation to the innovative, customer-centric market operator. The case study is available on the Exactpro website here.

  • New Open-Access FRESCOS Tool Launched For Accounting The Carbon Sequestration In Forestry Projects

    Date 29/06/2021

    Four European development finance institutions (DFI) – CDC Group (UK), Finnfund (Finland), FMO (Netherlands), and Swedfund (Sweden) – together with Simosol, an IT company, have today launched the FRESCOS Tool, a web-based, open-access tool to account for the carbon sequestration of afforestation and reforestation projects.

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