News Centre

ASIC: Securities Regulators Worldwide To Consult On Concerns Over Rapidly Evolving Retail Trading Markets

Date 22/03/2022

The International Organization of Securities Commissions (IOSCO) has published a consultation paper on retail market conduct issues in the context of the rapidly changing retail investment landscape across the globe. 

Shenzhen Stock Exchange Listed Companies To Hold Results Announcements Featuring “Ten News”

Date 22/03/2022

The results announcement is an effective means to help listed companies build a good communication relationship with investors and is also an important measure to improve listed companies’ governance and quality. With listed companies releasing their 2021 annual reports successively, SZSE has earnestly implemented the work plans of China Securities Regulatory Commission (CSRC). Focusing on serving national strategies and following “Ten News” as the lead, SZSE has adopted various measures to support listed companies holding 2021 results announcements and to guide them to continue to optimize their effective interaction mechanisms with investors, thus improving investors’ participation and satisfaction.

SIX Now Providing EU Taxonomy And Other ESG Data From Sustainalytics

Date 22/03/2022

Swiss financial data expert SIX, one of Europe’s leading financial information providers, is delighted to announce that Sustainalytics’ ESG data is now available for the broad customer base of SIX for them to comply with new EU sustainability regulations. Sustainalytics is the first third party specialist ESG data provider that SIX has onboarded to its distribution channels.

Borsa Istanbul: Uptick Rule Will Be Applied In The Session Dated 22 March 2022 In The Equity Market

Date 22/03/2022

It has been decided that the up-tick rule in short selling transactions to be valid for one day during the session dated 22 March 2022.

Japan Exchange Group: Notice Of Revision To Earnings Forecast And Dividend Forecast

Date 22/03/2022

The JPX hereby announce that the consolidated earnings forecast and year-end dividend forecast for the fiscal year ending March 31, 2022 released on October 27, 2021 have been revised as follows

ISDA: IQ Interview With José Manuel Campa

Date 21/03/2022

The EU began the process of transposing the final parts of Basel III into law with the publication of legislative proposals in October 2021. José Manuel Campa, chairperson of the European Banking Authority, talks to IQ and explains why timely and accurate implementation of the capital standards is so important.

SIFMA Statement On SEC ESG Climate Disclosure Proposal

Date 21/03/2022

SIFMA released the following statement from president and CEO Kenneth E. Bentsen, Jr., on the Securities and Exchange Commission (SEC) proposal released today that is aimed at enhancing and standardizing climate-related disclosures for investors:

“We are reviewing the voluminous proposal now and look forward to providing comments, though we have initial concerns around the Scope 3 and limited safe harbor provisions as well as the hastened implementation timelines. We are supportive of material principles-based climate disclosures that deliver a balance of tailored disclosures and comparable quantitative information across registrants, while minimizing registrant compliance costs and ensuring a flexible disclosure regime that can meet evolving circumstances. SIFMA is committed to working with the SEC on disclosure of consistent, comparable, and accurate information that is useful to investors making investment decisions.”

ISDA Comment Letter On Canadian Business Conduct Rule

Date 21/03/2022

ISDA’s comments to the Canadian Securities Administrators (CSA) in response to the CSA’s proposed National Instrument 93-101 – Derivatives: Business Conduct.

BOX Options Market Equalized Cabling Infrastructure – Deployment Update

Date 21/03/2022

This circular is being issued by BOX Options Market LLC (“BOX”) to advise participants of the status of the network redesign and migration to the equalized cabling infrastructure, previously described in Information Circular IC-2022-05.

ISDA Responds To EU Commission On Euro Clearing Review

Date 21/03/2022

On February 8, the European Commission (EC) consulted on the review of the central clearing framework in the EU.