News Centre

On COP26 Finance Day Acting New York Superintendent Of Financial Services Adrienne A. Harris Announces Newly Created Climate Risk Division, New Executive Appointment

Date 03/11/2021

• New Division and Appointment Elevate the Importance of Climate-Related Financial Risks in Financial Supervision
• Dr. Yue (Nina) Chen Appointed Executive Deputy Superintendent of Newly-Created Climate Risk Division
• First U.S. State Banking Regulator to Establish a Climate Risk Division

ISDA SwapsInfo Third Quarter Of 2021 And Year-To-September 30, 2021 Review

Date 03/11/2021

The latest ISDA SwapsInfo Quarterly Review shows that traded notional for both interest rate derivatives (IRD) and credit derivatives increased during the third quarter of 2021 compared to the third quarter of 2020.

Moscow Exchange: Risk Parameters Change For The Security QCOM-RM

Date 03/11/2021

As per the Securities market risk parameters methodology, on 03.11.2021, 23-13 (MSK) the upper bound of the price band (up to 10933) and initial margins (up to 21.25 %) for the security QCOM-RM were changed.

TMX Group Consolidated Trading Statistics – October 2021

Date 03/11/2021

TMX Group Limited today announced October 2021 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange and Montréal Exchange.

Nasdaq October 2021 Volumes

Date 03/11/2021

Nasdaq (Nasdaq: NDAQ) today reported monthly volumes for October 2021 on its investor relations website. A data sheet showing the monthly volumes and quarterly capture rates can be found at: http://ir.nasdaq.com/financials/volume-statistics.

Federal Reserve Issues FOMC statemen

Date 03/11/2021

The Federal Reserve is committed to using its full range of tools to support the U.S. economy in this challenging time, thereby promoting its maximum employment and price stability goals.

Statement On Shareholder Proposals: Staff Legal Bulletin No. 14L By SEC Commissioner Hester M. Peirce And SEC Commissioner Elad L. Roisman

Date 03/11/2021

Today the Division of Corporation Finance issued a new staff legal bulletin relating to shareholder proposals, which rescinded the last three bulletins and indicated that the staff may no longer agree that certain proposals are excludable from proxy statements under Rule 14a-8. Notably, the Bulletin singles out as likely no longer excludable proposals “squarely raising human capital management issues with a broad societal impact” and proposals that “request[] companies adopt timeframes or targets to address climate change.” While it is disappointing to see these two topics highlighted for special treatment, it is not altogether surprising given current SEC priorities. Today’s Bulletin furthers the recent trend of erasing previous Commissions’ and staffs’ work and replacing it with the current Commission’s flavor-of-the-day regulatory approach.

Sharmila Kassam Joins Nasdaq Asset Owner Solutions As Chief Operating Officer

Date 03/11/2021

• Nasdaq Asset Owner Solutions empowers the world’s asset owners in making better investment decisions through data and technology.

ICE Publishes 2022 Auction Calendar For UK Emissions Trading Scheme

Date 03/11/2021

Intercontinental Exchange, Inc. (NYSE:ICE), a leading global provider of data, technology, and market infrastructure, today announced the publication of the 2022 auction calendar for the UK Emissions Trading Scheme (“ETS”).

Statement Regarding Shareholder Proposals: Staff Legal Bulletin No. 14L By SEC Chair Gary Gensler

Date 03/11/2021

Today, staff in the Division of Corporation Finance issued a new legal bulletin setting forth its views with respect to Rule 14a-8 of the Securities Exchange Act.The right to put proposals in front of other shareholders for a vote is an important part of the securities laws.