FTSE Mondo Visione Exchanges Index:
News Centre
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Remarks Of SEC Commissioner Mark T. Uyeda, 2025 Conference On Financial Market Regulation, Washington D.C., May 15, 2025
Date 15/05/2025
Welcome to the 12th Annual Conference on Financial Market Regulation. It is a pleasure to kick off this two-day conference. Thank you to all who have submitted papers in connection with the conference and to the discussants who have dissected them. I would also like to thank the staff of the Division of Economic and Risk Analysis, led by Dr. Robert Fisher, for their efforts in planning this program as well as our academic partners. Today’s program covers a number of timely topics. We have a number of different tracks at the conference, so I thought that I would briefly discuss two topics that caught my attention.
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An Incremental Step Along The Journey: The Division Of Trading Markets’ Frequently Asked Questions Relating To Crypto Asset Activities And Distributed Ledger Technologies, SEC Commissioner Hester M. Peirce, May 15, 2025
Date 15/05/2025
Today, the staff of the Division of Trading and Markets issued a set of frequently asked questions (“FAQs”) relating to the application of certain broker-dealer financial responsibility rules and transfer agent rules to crypto asset activities and distributed ledger technology. Many of the responses to these FAQs should not be controversial, as they simply reiterate what our rules already say or do not say. Nonetheless, given the uncertainty in the market regarding the application of our rules to crypto generally, I am pleased that the staff has issued these helpful FAQs.
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Canadian Investment Regulatory Organization Supports The Government Of Ontario For Expansion Of Enforcement Powers - If Passed, Ontario Joins Six Other Provinces To Give CIRO Full Enforcement Powers
Date 15/05/2025
The Canadian Investment Regulatory Organization (CIRO) thanks the Government of Ontario for introducing legislation that strengthens investor protection, and safeguards seniors and vulnerable retail investors.
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Withdrawal Of Joint Staff Statement On Broker-Dealer Custody Of Digital Asset Securities - Division Of Trading And Markets, U.S. Securities And Exchange Commission[1], Office Of General Counsel, Financial Industry Regulatory Authority, Inc.
Date 15/05/2025
On July 8, 2019, the staffs of the Division of Trading and Markets (“Division”) and the Office of General Counsel of the Financial Industry Regulatory Authority, Inc. (“FINRA”) issued a joint statement regarding broker-dealer custody of digital asset securities. The staffs of the Division and the FINRA are withdrawing, effective immediately, the Joint Staff Statement.
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Join ETFGI On Wednesday May 21st In Mexico City At Bolsa Institucional de Valores For Their 6th Annual ETFGI Global ETFs Insights Summit - Latin America
Date 15/05/2025
Don't miss your chance to register to attend the 6th Annual ETFGI Global ETFs Insights Summit - Latin America at Bolsa Institucional de Valores (BIVA), taking place on Wednesday, May 21st from 7:15 AM for the opening bell ringing ceremony, 8:30 AM event registration followed by panel discussion and a networking drinks reception from 3:00 - 5:00 PM CST and virtually on May 22nd! Register now!
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Opening Remarks, Federal Reserve Governor Michael S. Barr, At The 2025 Northeast / Mid-Atlantic Small Business Credit Symposium, Federal Reserve Bank Of New York, New York, New York
Date 15/05/2025
Good afternoon, and thank you for the opportunity to be part of the Small Business Credit Symposium.1 Small businesses are the backbone of our economy, and yet they face significant challenges. As a researcher and public official, I have spent considerable time working on these issues, and today, I would like to address three critical challenges that small businesses face: access to capital, skills development, and network building. Then, given my role as a member of the Federal Open Market Committee, I'll offer my perspective on the impact of economic conditions and the outlook on small businesses and provide some details on the vital role that small businesses play in our economy.
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US Office Of The Comptroller Of The Currency Announces Enforcement Actions For May 2025
Date 15/05/2025
The Office of the Comptroller of the Currency (OCC) today released enforcement actions taken against individuals currently and formerly affiliated with banks the OCC supervises.
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Karl Schimmeck Of Northern Trust Testifies Regarding Need For Reauthorization Of The Cybersecurity Information Sharing Act On Behalf Of SIFMA
Date 15/05/2025
Today Karl Schimmeck, Executive Vice President and Chief Information Security Officer of Northern Trust, testified before the U.S. House of Representatives Committee on Homeland Security’s Cybersecurity and Infrastructure Protection Subcommittee at a hearing entitled, “In Defense of Defensive Measures: Reauthorizing Cybersecurity Information Sharing Activities that Underpin U.S. National Cyber Defense.” Schimmeck, who sits on SIFMA’s Cybersecurity Committee, provided an overview of why it is critical for Congress to reauthorize certain key provisions of the Cybersecurity Information Sharing Act (CISA) of 2015 which are set to expire.
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IOSCO Concludes Its 50th Annual Meeting
Date 15/05/2025
- Nearly 500 senior representatives from 130 jurisdictions came together in Qatar to progress IOSCO priorities and share experiences
- Particular focus on retail investor protection and technology
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ISDA AGM Studio: Antonio Corbi And Fabio Fabiani, EY
Date 15/05/2025
Fabio Fabiani, partner at EY, speaks with Antonio Corbi, head of accounting and tax services at ISDA, on the International Accounting Standards Board’s dynamic risk management proposal and the application of the Common Domain Model to automate reporting and compliance.
