News Centre

Canadian Investment Regulatory Organization Issues White Paper And Publishes Rule Amendment Proposals To Improve Account Transfers - Proposed Industry-Wide Technology Solution And Tighter Account Transfer Timelines Would Address Investor Frustration When Transferring Accounts

Date 10/07/2025

The Canadian Investment Regulatory Organization (CIRO) has issued a white paper that offers regulatory and technological solutions to improve account transfers, a major source of frustration for investors.

SIFMA Statement On Confirmation Of Jonathan Gould To Serve As Comptroller Of The Currency

Date 10/07/2025

SIFMA today released the following statement from Kenneth E. Bentsen, Jr., SIFMA president and CEO, on the confirmation of Jonathan Gould to serve as Comptroller of the Currency:

“We congratulate Mr. Gould on his confirmation as Comptroller of the Currency. He brings notable experience and knowledge to the role. SIFMA and our members look forward to working with him to ensure our nation’s capital markets remain robust and resilient, and play their part in fueling economic growth and job creation.”

Euronext Deploys Its Solutions To Enhance The Financing Of European Aerospace And Defence Companies

Date 10/07/2025

• 25 companies and 90 investors and financing experts participated in the first European funding days dedicated to the aerospace and defence sector
• 190 meetings were organised between companies, investors and financing experts
• New European Defence Bond Label, granting fast-track admission to qualifying bonds

Canadian Securities Administrators Announces Final Amendments To Multilateral Instrument 13-102 System Fees

Date 10/07/2025

The Canadian Securities Administrators (CSA) today published in final form amendments to Multilateral Instrument 13-102 System Fees (MI 13-102).

Basel Committee Shares Report On Interconnections Between Banks And Non-Bank Financial Intermediaries

Date 10/07/2025

• The report reflects the findings of an analysis conducted as part of the Committee's forward-looking work to identify and analyse risks and vulnerabilities to the banking system.
• The report identifies the services banks and non-bank financial intermediaries (NBFIs) provide to each other and the trends shaping the relationship between them.
• The Committee will continue to monitor and investigate the interconnections between banks and NBFIs with a particular focus on synthetic risk transfers.

Usman Asif Charged With Fraud And Contravening An Ontario Securities Commission Order

Date 10/07/2025

The Ontario Securities Commission (OSC) announces that Mr. Usman Asif has been charged with fraud, contrary to s. 126.1(1)(b) of the Securities Act, as well as breaching a cease trade order.

PIABA Blasts FINRA For Giving $50 Million To Its Members — Instead Of Addressing The Unpaid Arbitration Award Crisis

Date 10/07/2025

The Public Investors Advocate Bar Association (PIABA) strongly criticized the decision of the Financial Industry Regulatory Authority (FINRA) Board approving a $50 million rebate to its member firms. FINRA began distributing the payments in early July.

GLEIF Confirms TradeGo As Qualified vLEI Issuer, Ushering In A New Era Of Trusted Digital Trade - TradeGo Integrates vLEI Credentials Into Blockchain-Based Solutions To Advance Cross-Border Commodity Trading, Shipping, And Payments

Date 10/07/2025

The Global Legal Entity Identifier Foundation (GLEIF) today announces that TradeGo Pte. Ltd., a Singapore-based digital platform for commodity trade, has been approved as a Qualified vLEI Issuer (QVI) within the verifiable Legal Entity Identifier (vLEI) ecosystem. TradeGo is a Singapore-based digital platform for commodity trade jointly established by major industry players, financial institutions, shipping companies, and technology firms. This milestone strengthens efforts to build a transparent, efficient, and interoperable international trade environment by equipping TradeGo to issue cryptographically verifiable organizational identities.

Amman Stock Exchang Weekly Summary

Date 10/07/2025

The average daily trading volume for the period 06/07 – 10/07 reached JD (12.4) million compared to JD (13.8) million for the last week, a decrease of (10.1%). The total trading volume during the week reached JD(62.0) million compared to JD (68.9) million during the last week. Trading a total of (20.2) million shares through (16077) transactions.

EBA: Consultation On Guidelines On Product Oversight And Governance Arrangements For Retail Banking Products

Date 10/07/2025

Responses

Responses to the consultations can be sent to the EBA.

All contributions received will be published after the consultation closes, unless requested otherwise.

Deadline for submitting responses: 09/10/2025 at 23:59