News Centre

Concurring Statement Of CFTC Commissioner Caroline D. Pham On The Separate Accounts Final Rule

Date 20/12/2024

I respectfully concur on the Final Rule on the Regulations to Address Margin Adequacy and to Account for the Treatment of Separate Accounts by Futures Commission Merchants (FCMs) (Separate Accounts Final Rule). 

CFTC Approves Final Rule On Margin Adequacy, Treatment Of Separate Accounts Of A Customer By Futures Commission Merchants

Date 20/12/2024

The Commodity Futures Trading Commission today announced a final rule to implement requirements for futures commission merchants related to margin adequacy and the treatment of separate accounts of a customer. The rule finalizes the Commission’s proposal, published in the Federal Register in March, to codify the no-action position in CFTC staff letter 19-17 regarding separate account treatment.

MIAX Exchange Group - Options Markets - Market For Underlying Security Used For Openings On MIAX Options, MIAX Pearl Options, MIAX Emerald Options And MIAX Sapphire Options For Newly Listed Symbols Effective Monday, December 23, 2024

Date 20/12/2024

Please refer to the Regulatory Circulars listed below for newly added symbols and the corresponding market for the underlying security used for openings on the MIAX Exchanges. The newly listed symbols will be available for trading beginning Monday, December 23, 2024.

MIAX Exchange Group - Options Markets - New Listings Effective For December 23, 2024

Date 20/12/2024

The attached option classes will begin trading on the MIAX Options Exchange, MIAX Pearl Options Exchange, MIAX Emerald Options Exchange, and MIAX Sapphire Options Exchange on Monday, December 23, 2024.

Nigerian Exchange Weekly Market Report For The Week Ended 20 December 2024

Date 20/12/2024

A total turnover of 2.536 billion shares worth N91.382 billion in 51,406 deals was traded this week by investors on the floor of the Exchange, in contrast to a total of 2.729 billion shares valued at N49.845 billion that exchanged hands last week in 43,298 deals.

ESAs Are Recruiting Heads Of Unit For Their DORA Joint Oversight Team

Date 20/12/2024

The European Supervisory Authorities (EBA, EIOPA and ESMA - ESAs) today kicked off a joint recruitment process for Heads of Unit (AD9) in the Joint Oversight team that was set up to carry out the oversight of the Information and Communication Technology Critical Third-Party Providers (CTPPs) under the Digital Operational Resilience Act (DORA).

SEC Files Settled Charges Against Multiple Entities For Failing To Timely File Forms D In Connection With Securities Offerings

Date 20/12/2024

The Securities and Exchange Commission today announced charges against two private companies and one registered investment adviser for failing to timely file Forms D for several unregistered securities offerings in violation of Rule 503 of Regulation D. 

ESMA Publishes Feedback Received To Proposed Review Of Securitisation Disclosure Templates

Date 20/12/2024

The European Securities and Markets Authority (ESMA), the EU’s financial markets regulator and supervisor, today published a Feedback Statement summarising the responses it received to its Consultation Paper (CP) on the securitisation disclosure templates under the Securitisation Regulation (SECR).

SEC Charges Silver Point Capital With Policy Failures Regarding Receipt Of Material Nonpublic Information About Bonds Issued By Puerto Rico

Date 20/12/2024

The Securities and Exchange Commission today charged registered investment adviser Silver Point Capital L.P. with failing to establish, implement, and enforce written policies and procedures reasonably designed to prevent the misuse of material nonpublic information (MNPI) relating to its participation on creditors’ committees.

Bio-Inox Lists On Euronext Access

Date 20/12/2024

• Market capitalisation of €6 million
• 51st listing on Euronext in 2024
• 12th listing on Euronext Paris in 2024