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News Centre
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ASIC Proposes To Extend The Operation Of Three Legislative Instruments
Date 07/08/2024
ASIC proposes to extend the operation of three legislative instruments for a further five years:
- Class Order [CO 14/923] Record-keeping obligations for Australian financial services licensees when giving personal advice,
- ASIC Corporations and Credit (Breach Reporting—Reportable Situations) Instrument 2021/716, and
- ASIC Credit (Breach Reporting—Prescribed Commonwealth Legislation) Instrument 2021/801.
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New Zealand Financial Markets Authority: Deepfake Video Scam Warning: Fake News Stories, Political Endorsements
Date 07/08/2024
A public warning about new look online investment scams has been issued today, after a surge in complaints from New Zealanders tricked into clicking on fake advertisements featuring 'celebrity endorsements' – some of which use deepfake videos of New Zealand political figures.
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US Office Of Financial Research Announces The 2024 PhD Symposium
Date 06/08/2024
The Office of Financial Research (OFR) will host a PhD Symposium on papers related to financial stability on November 1, 2024. The event will take place in person at the U.S. Department of the Treasury (1500 Pennsylvania Ave, NW, Washington, DC 20220). Registration is required; however, the event will be open to the public.
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Nasdaq Chair And Chief Executive Officer Adena Friedman To Present At The Oppenheimer 27th Annual Technology, Internet & Communications Conference
Date 06/08/2024
Nasdaq (Nasdaq: NDAQ) will be presenting at the following conference with a webcast available at Nasdaq’s Investor Relations website: ir.nasdaq.com/events.cfm.
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Canadian Securities Administrators And Canadian Investment Regulatory Organization Expect Crypto Trading Platforms To Prioritize Applications For Investment Dealer Registration And CIRO Membership
Date 06/08/2024
The Canadian Securities Administrators (CSA) and the Canadian Investment Regulatory Organization (CIRO) are reminding crypto trading platforms (CTPs) to ensure their operations comply with Canadian securities laws by prioritizing their applications for registration as investment dealers and membership with CIRO.
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TS Imagine Enhances Sell-Side Financial Risk Management Solution - RiskSmart X’s CCP Margin Calculator Equips Financial Institutions To Prepare For And Defend Margin Calls
Date 06/08/2024
TS Imagine, the leading global, cross-asset provider of trading, portfolio, and risk management solutions for financial institutions, is pleased to announce the availability of RiskSmart X’s CCP Margin Calculator.
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MIAX Sapphire Options Risk Protection Monitor
Date 06/08/2024
The MIAX Sapphire Exchange System will count the number of orders entered and the number of contracts traded via an order entered by a Member on the Exchange via the FIX Interface within a specified time period, with the minimum value at one (1) second, and the maximum value at ten (10) seconds.
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MIAX Sapphire Options Complex Origin Types
Date 06/08/2024
The following complex order origin types will be eligible for entry onto the Strategy Book beginning Monday, August 12, 2024.
- Priority Customer
- Non-Priority Customer
- Firm
- Broker Dealer
- Market Maker
- Non-Member Market Maker
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MIAX Sapphire Options - Loss Of Communication
Date 06/08/2024
Pursuant to MIAX Sapphire Options Rule 519C, Interpretation .02, a loss of communication is determined:
- on an MEO port by the of lack three (3) Heartbeat responses from the Member within three “3” seconds
- on a FIX port by the lack two (2) Heartbeat responses from the Member within the Member specified time-period
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ACER Confirms That The Danish Emergency Gas Supply Tariffs Comply With The EU Network Code
Date 06/08/2024
Today, ACER publishes its report on the Danish non-transmission tariffs proposed by Energinet, Denmark’s Transmission System Operator (TSO). These tariffs cover the costs of Denmark’s emergency supply services, such as filling gas storage and providing emergency gas supply to non-protected consumers.