News Centre

SEC Charges Compass Minerals For Misleading Investors About Its Operations At World’s Largest Underground Salt Mine - Company Also Charged For Disclosure Control Failures Involving Mercury Contamination In Brazil

Date 23/09/2022

The Securities and Exchange Commission today announced settled charges against Compass Minerals International Inc. for misleading investors about a technology upgrade that the company claimed would reduce costs at its most significant mine, but in reality, had increased costs, and for failing to properly assess whether to disclose the financial risks created by the company’s excessive discharge of mercury in Brazil. Compass is ordered to pay $12 million to settle the charges.

CFTC Commissioner Pham To Participate In A Fireside Chat At The ABA Derivatives And Futures Law Committee Virtual Event

Date 23/09/2022

US Financial Stability Oversight Council Meeting

Date 23/09/2022

On Friday, September 23, U.S. Secretary of the Treasury Janet L. Yellen presided over a meeting of the Financial Stability Oversight Council (Council) by videoconference.

CFTC Commissioner Goldsmith Romero To Participate In A Fireside Chat At The ABA Derivatives And Futures Law Committee Virtual Event

Date 23/09/2022

Readout: US Financial Stability Oversight Council Meeting On September 23, 2022

Date 23/09/2022

Today, U.S. Secretary of the Treasury Janet L. Yellen convened a meeting of the Financial Stability Oversight Council (Council) in executive session by videoconference. 

CFTC Commissioner Mersinger To Participate In A Fireside Chat At The ABA Derivatives And Futures Law Committee Virtual Event

Date 23/09/2022

Nadex Temporarily Amends Binary Contracts Strike Width

Date 23/09/2022

Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (“Act”), and Section 40.6(d) of the regulations promulgated by the Commodity Futures Trading Commission (the “Commission”) under the Act (the “Regulations”), North American Derivatives Exchange, Inc. (“Nadex”, the “Exchange”) hereby provides notice that due to increased or decreased volatility, as the case may be, in the underlying markets upon which the Nadex contracts are based, Nadex made changes to the strike widths of various contracts during the week of September 19, 2022 as indicated in the Weekly Notice.

Registration Opens Today For A CFTC Financial Education Event As Part Of World Investor Week – October 3-9 - Panel Discussions Explore Future Of Money And Meeting The Demand For Financial Education

Date 23/09/2022

The Commodity Futures Trading Commission’s Office of Customer Education and Outreach (OCEO) and Office of Technology Innovation (OTI) today opened registration for financial educators, innovators, and regulators to participate in a two-panel virtual event featuring discussions about the future of money and how educators can help investors avoid fraud and other harmful investment mistakes. The discussions are presented as part of World Investor Week, a global effort to raise awareness about the importance of investor education and protection, recognized October 3-9. 

Ontario Securities Commission Contacts Audit Firms For Information About Internal Policies And Procedures

Date 23/09/2022

The Ontario Securities Commission (OSC) announced today it will be making targeted inquiries to certain public accounting firms that conduct audits of Ontario reporting issuers.

CFTC Commitments Of Traders Reports Update

Date 23/09/2022

The current reports for the week of September 20, 2022 are now available.