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Hong Kong Securities And Futures Appeals Tribunal Affirms Hong Kong Securities And Futures Commission Decision To Suspend Hedge Fund Manager Christopher James Aarons

Date 29/09/2022

The Securities and Futures Commission (SFC) has suspended Mr Christopher James Aarons, responsible officer (RO) and chief executive officer of Trafalgar Capital Management (HK) Ltd. (Trafalgar), for two years from 27 September 2022 to 26 September 2024 after the Securities and Futures Appeals Tribunal (SFAT) upheld the SFC’s disciplinary action against him for breaches of the SFC’s Code of Conduct.
Worldline To Acquire A 40% Stake In Online Payment Platform B.V. - Enrichment Of Worldline’s Value Proposal In The Dynamic Marketplaces And Platforms Vertical

Date 29/09/2022

Worldline [Euronext: WLN], a global leader in payment services, announces an agreement for the acquisition of a 40% stake in Online Payment Platform B.V., an online Payment Service Provider with a dedicated payment solution for marketplaces and platforms.
New Zealand Financial Markets Authority Inaugural Review Of ‘Stepping-Stone’ Market Catalist Released

Date 29/09/2022

The Financial Markets Authority (FMA) – Te Mana Tātai Hokohoko has found Catalist Markets Limited complied with its market operator obligations since launching in mid-2021.
ASIC Consults On Modifications To The Employee Share Schemes Regime

Date 29/09/2022

In response to requests from stakeholders, ASIC has today released a consultation paper proposing to provide relief in relation to the employee share scheme (ESS) regime in Part 7.12 of the Corporations Act. The ESS regime takes effect on 1 October 2022.  
Japan Financial Services Agency: Supervisory Guidance On Climate-Related Risk Management And Client Engagement

Date 29/09/2022

The "JFSA’s supervisory approaches - Replacing checklists with engagement" (released in June 2018) lays out the basic concepts and approaches in common to overall inspections and supervisions. It also stipulates that the Financial Services Agency of Japan ("FSA") is to present concepts and approaches for each specific theme and area in the form of theme/area-specific documents ("Discussion Papers"), which serve as reference in dialogue between the FSA and financial institutions.

ASIC Signs Consultation Agreement With Financial Markets Standards Board

Date 29/09/2022

ASIC has signed a Consultation Agreement (Agreement) with the Financial Markets Standards Board (FMSB) to promote global standards for fair and effective wholesale financial markets. The Agreement formalises ASIC’s active interest in the development of global industry standards.
18 CEOs Nominated For SET Awards 2022 With Winner Announcement On October 28

Date 29/09/2022

The Stock Exchange of Thailand (SET) announces a shortlist of 18 CEOs for the CEO Awards, 84 companies for the Business Excellence Awards, and 63 companies for the Sustainability Excellence Awards. The nominations demonstrate best-in-class business performance in today's challenging environments, coupled with focus on sustainability and readiness to be model organization in the capital market. SET Awards 2022’s winner announcement and award presentation ceremony will take place on October 28.
New Zealand Financial Markets Authority: Catalist Market Operator Obligations Review

Date 29/09/2022

Catalist Markets Limited (Catalist) is licensed under section 316 of the Financial Markets Conduct Act 2013 (FMC Act) to operate Catalist Public Market.
Montréal Exchange Interest Rate Derivative Trading Ceases At 13:30 Today - Exchange's Markets Closed September 30, 2022

Date 29/09/2022

Interest rate derivative trading will cease at 1:30 p.m. today, September 29, 2022. Furthermore, the Exchange's markets will be closed on September 30, 2022.
US Justice Department Announces Total Distribution Of Over $4 Billion To Victims Of Madoff Ponzi Scheme

Date 28/09/2022

The Department of Justice announced today that the Madoff Victim Fund (MVF) began its eighth distribution of approximately $372 million in funds forfeited to the U.S. government in connection with the Bernard L. Madoff Investment Securities LLC (BLMIS) fraud scheme.