News Centre

London Stock Exchange Group Plc Purchase Of Own shares

Date 30/09/2022

LSEG announces it has purchased the following number of its voting ordinary shares of 6^79/86 pence each from Goldman Sachs International ("GSI") on the London Stock Exchange pursuant to instructions issued by LSEG on 05 August 2022 as part of its share buyback programme, as announced on 05 August 2022.

ASX: Appointment Of Company Secretary

Date 30/09/2022

The results of ASX Limited’s Annual General Meeting held on 28 September 2022 are set out in the attached document. 

ASIC: Licensing And Professional Registration Activities - 2022 Update

Date 30/09/2022

ASIC has today released its annual licensing report. Report 738 Licensing and professional registration activities: 2022 update (REP 738) outlines ASIC’s licensing and professional registration activities, discusses new and proposed changes to our licensing processes, and notes other work that affects licensees.

Montréal Exchange Interest Rate Derivative Market Closed Today, September 30, 2022

Date 30/09/2022

The interest rate derivative market is closed today, September 30, 2022.

New Zealand Financial Markets Authority: AIA To Pay $700,000 Penalty For False And Misleading Representations To Customers

Date 30/09/2022

The Auckland High Court has ordered life insurer AIA to pay a pecuniary penalty of $700,000 for making false and/or misleading representations to some customers, following proceedings brought by the Financial Markets Authority (FMA) - Te Mana Tātai Hokohoko.

Nadex Temporarily Amends Binary Contracts Strike Width

Date 30/09/2022

Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (“Act”), and Section 40.6(d) of the regulations promulgated by the Commodity Futures Trading Commission (the “Commission”) under the Act (the “Regulations”), North American Derivatives Exchange, Inc. (“Nadex”, the “Exchange”) hereby provides notice that due to increased or decreased volatility, as the case may be, in the underlying markets upon which the Nadex contracts are based, Nadex made changes to the strike widths of various contracts during the week of September 26, 2022 as indicated in the Weekly Notice.

The 2022 ISDA Securities Financing Transactions Definitions: Current And Future Use Cases

Date 29/09/2022

On February 28, 2022, ISDA published the 2022 ISDA Securities Financing Transactions Definitions and related documents. The new documentation allows firms to enter into derivatives and SFTs under a single ISDA Master Agreement. The publication followed an ISDA October 2020 whitepaper that detailed a proposal to standardize documentation across repos and stock loans (securities financing transactions (SFTs)) and derivatives.

National Adjudicatory Council Enhances FINRA’s Sanction Guidelines - Revisions To The Sanction Guidelines Create New Fine Ranges Specific To Firm Sizes And Individuals, Reflect FINRA’s Enforcement Priorities

Date 29/09/2022

FINRA announced today that the National Adjudicatory Council (NAC) has made significant improvements to the Sanction Guidelines to ensure that they accurately reflect the levels of sanctions imposed in FINRA disciplinary proceedings and serve as an efficient resource for member firms, individuals and adjudicators.

Mutual Fund Dealers Association Of Canada And IIROC Members Approve The Creation Of A Single New SRO

Date 29/09/2022

Members of the Mutual Fund Dealers Association of Canada (MFDA) and the Investment Industry Regulatory Organization of Canada (IIROC) have passed a special resolution approving the amalgamation of the two self-regulatory organizations (SROs).

FTSE Russell Announces The Results Of Its 2022 Annual Country Classification Review For Equities And Fixed Income

Date 29/09/2022

• Mongolia will be reclassified as a Frontier market effective from September 2023
• South Korea added to the Watch List for potential inclusion in the FTSE World Government Bond Index (WGBI)
•  India retained on the Watch List for potential inclusion in the FTSE Emerging Markets Government Bond Index (EMGBI)
• Ugandan government bonds will be added to the FTSE Frontier Emerging Markets Government Bond Index (FRNTEMGBI) effective from April 2023 index profiles