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News Centre
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Nadex Refrains From Listing Certain Contracts
Date 02/12/2022
Due to activity in the underlying markets upon which the Nadex contracts are based and pursuant to the authority granted in Nadex Rule 12.1(i), Nadex took the following actions:
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CFTC Staff Issues No-Action Letter Supplementing Staff Letters Regarding Swaps Trading On Certain Financial Markets Licensed In Australia
Date 02/12/2022
The Commodity Futures Trading Commission’s Division of Market Oversight today issued a supplemental staff letter modifying the no-action position of CFTC Staff Letters 15-29 and 16-72 concerning certain swap reporting requirements of Parts 43 and 45 of the CFTC’s regulations. The letter applies to qualifying Australian licensed financial markets (QALMs) regulated by the Australian Securities & Investments Commission.
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CFTC Commitments Of Traders Reports Update
Date 02/12/2022
The current reports for the week of November 29, 2022 are now available. Report data is also available in the CFTC Public Reporting Environment (PRE), which allows users to search, filter, customize and download report data.
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Nadex Temporarily Amends Binary Contracts Strike Width
Date 02/12/2022
Pursuant to Section 5c(c)(1) of the Commodity Exchange Act, as amended (“Act”), and Section 40.6(d) of the regulations promulgated by the Commodity Futures Trading Commission (the “Commission”) under the Act (the “Regulations”), North American Derivatives Exchange, Inc. (“Nadex”, the “Exchange”) hereby provides notice that due to increased or decreased volatility, as the case may be, in the underlying markets upon which the Nadex contracts are based, Nadex made changes to the strike widths of various contracts during the week of November 21, 2022 as indicated in the Weekly Notice.
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Statement Of CFTC Commissioner Summer K. Mersinger Regarding Extension Of CFTC Staff No-Action Letter Addressing Certain Swap Reporting Obligations
Date 02/12/2022
I support the continuation of staff no-action relief that is being provided through today’s extension of Commodity Futures Trading Commission (CFTC) Letter 22-05. But the extension of this relief compels me to yet again repeat my refrain[1]: the Commission must stop using temporary and successive band-aids and work-arounds instead of doing the hard work of crafting permanent solutions to known problems.
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CFTC Staff Issues No-Action Letter Regarding Certain Swap Reporting Obligations For Counterparties Clearing Swaps Through DCOs Acting Consistent With Exemptive Orders Or No Action Letters
Date 02/12/2022
The Commodity Futures Trading Commission’s Division of Market Oversight (DMO) today issued a no-action letter extending the no-action position in CFTC Staff Letter No. 22-05 concerning certain swap reporting requirements of Part 45 of CFTC regulations. The letter applies to counterparties clearing swaps through derivatives clearing organizations (DCOs) operating consistent with a CFTC issued exemptive order or a no-action letter issued by the CFTC’s Division of Clearing and Risk (Relief DCOs).
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Federal Reserve Board Invites Public Comment On Proposed Principles Providing A High-Level Framework For The Safe And Sound Management Of Exposures To Climate-Related Financial Risks For Large Banking Organizations
Date 02/12/2022
The Federal Reserve Board on Friday invited public comment on proposed principles providing a high-level framework for the safe and sound management of exposures to climate-related financial risks for large banking organizations.
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SIFMA Insights: Market Metrics & Trends - Equity Volumes, Options Volumes, And Volatility
Date 02/12/2022
In this monthly report, we look at market metrics and trends for volatility, price and volumes.
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Statement Of CFTC Commissioner Caroline D. Pham On Non-U.S. Swap Dealer Annual Compliance Reports
Date 02/12/2022
I appreciate the Market Participants Division issuing CFTC Staff Letter 22-17 to provide further guidance on the Division’s expectations for non-U.S. swap dealers that elect substituted compliance with CFTC Rule 3.3 and file the home regulator annual compliance report (“home regulator report”) with the CFTC in lieu of an annual chief compliance officer report (“Annual CCO Report”) that adheres to CFTC Rule 3.3(e) requirements.
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CFTC Staff Issues Advisory On Non-U.S. Swap Dealer Chief Compliance Officer Annual Reports
Date 02/12/2022
The Commodity Futures Trading Commission’s Market Participants Division today issued a staff advisory to non-U.S. swap dealers (SDs) that rely on a CFTC entity-level comparability determination (comparability determination) for purposes of complying with the chief compliance officer annual report (CCO Annual Report) filing required by CFTC Regulation 3.3.
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