News Centre

Japan Financial Services Agency - Stewardship Code: 322 Institutional Investors Have Signed Up To The Principles For Responsible Institutional Investors As Of December 31, 2022

Date 12/01/2023

The Council of Experts Concerning the Japanese Version of the Stewardship Code (Chairman: Professor Hiroyuki Kansaku, University of Tokyo Graduate Schools for Law and Politics) published the Principles for Institutional Investors (Japan’s Stewardship Code, hereinafter referred to as "the Code") on February 26, 2014.
The Council of Experts on the Stewardship Code (Chairman: Professor Hiroyuki Kansaku) revised the Code on May 29, 2017(Finalization of the Japan’s Stewardship Code (Revised version)(May 29, 2017)).

CFTC Commissioner Goldsmith Romero To Provide Keynote Address At The University Of Pennsylvania Carey Law School’s Symposium, The FTX Fiasco: Unpacking The Most Complex Bankruptcy In History

Date 11/01/2023

Nasdaq Announces End Of Month Open Short Interest Positions in Nasdaq Stocks As Of Settlement Date December 30, 2022

Date 11/01/2023

At the end of the settlement date of December 30, 2022, short interest in 3,462 Nasdaq Global Market^SM securities totaled 10,481,618,341 shares compared with 10,247,653,483 shares in 3,476 Global Market issues reported for the prior settlement date of December 30, 2022. The end of December short interest represent 2.82 days average daily Nasdaq Global Market share volume for the reporting period, compared with 2.84 days for the prior reporting period.

Nadex Product Schedule for the US Martin Luther King, Jr. Holiday on Monday, January 16, 2023

Date 11/01/2023

Nadex will observe the following modified holiday schedule for the week of January 16, 2023 for the 2023 Martin Luther King, Jr. Holiday:

US Office Of The Comptroller Of The Currency Announces Deputy Comptroller For Systemic Risk Identification And Support

Date 11/01/2023

The Office of the Comptroller of the Currency (OCC) today announced Melissa Love-Greenfield as Deputy Comptroller for Systemic Risk Identification and Support (SyRIS) within the Supervision Risk & Analysis division. She will assume these duties January 29, 2023.

Nasdaq December 2022 Volumes And 4Q22 Statistics

Date 11/01/2023

Nasdaq (Nasdaq: NDAQ) today reported monthly volumes for December 2022, as well as quarterly volumes, estimated revenue capture, number of listings, and index statistics for the quarter ended December 31, 2022 on its investor relations website. A data sheet showing this information can be found at: http://ir.nasdaq.com/financials/volume-statistics.

CFTC Commissioner Pham And CFTC Commissioner Mersinger To Participate In A Fireside Chat At The Commodity Markets Council’s State Of The Industry 2023

Date 11/01/2023

US Office Of The Comptroller Of The Currency Releases CRA Evaluations For 22 National Banks And Federal Savings Associations

Date 11/01/2023

The Office of the Comptroller of the Currency (OCC) today released a list of Community Reinvestment Act (CRA) performance evaluations that became public during the period of September 1, 2022, through November 30, 2022. The list contains only national banks, federal savings associations, and insured federal branches of foreign banks that have received ratings. The possible ratings are outstanding, satisfactory, needs to improve, and substantial noncompliance.

ISDA-Clarus RFR Adoption Indicator: December 2022

Date 11/01/2023

The ISDA-Clarus RFR Adoption Indicator increased to 54.3% in December 2022 compared to 50.8% the prior month*. The indicator tracks how much global trading activity (as measured by DV01) is conducted in cleared over-the-counter and exchange-traded interest rate derivatives (IRD) that reference the identified risk-free rates (RFRs) in six major currencies. On a traded notional basis, the percentage of RFR-linked IRD increased to 50.1% of total IRD transacted in December 2022 compared to 47.9% the prior month.

Paul Munter Named Chief Accountant

Date 11/01/2023

The Securities and Exchange Commission today announced that Paul Munter has been appointed Chief Accountant. He has served as Acting Chief Accountant since January 2021.