News Centre

BIS And Central Bank Partners To Explore Protocols For Embedding Policy And Regulatory Compliance In Cross-Border Transactions

Date 05/10/2023

• Project Mandala looks to automate compliance procedures, provide real-time transaction monitoring and increase transparency and visibility around country-specific policies. 
• The project explores the feasibility of encoding policy and regulatory requirements into a common protocol. 
• It is a joint collaboration between BIS Innovation Hub (BISIH) Singapore Centre, Reserve Bank of Australia (RBA), Bank of Korea (BOK), Bank Negara Malaysia (BNM), and Monetary Authority of Singapore (MAS), with financial institutions.

New Zealand Financial Markets Authority Report: Lessons Learned From Barry Kloogh Ponzi

Date 05/10/2023

The FMA today published a report on the findings of its inquiries following the Barry Kloogh fraud. These inquiries focused on the services provided to Kloogh by third party market participants. 

Cboe Global Markets Reports Trading Volume For September 2023

Date 04/10/2023

Cboe Global Markets, Inc. (Cboe: CBOE), the world's leading derivatives and securities exchange network, today reported September monthly trading volume statistics across its global business lines and provided guidance for selected revenue per contract/net revenue capture metrics for the third quarter of 2023.

Deutsche Börse - Unscheduled Change In SDAX: Krones Replaces SUSE

Date 04/10/2023

STOXX Ltd. has announced an unscheduled component change in the SDAX index.

SEC Names Stephanie Allen As Director Of Media Relations And Speechwriting - Allen Replaces Aisha Johnson, Who Departed The Agency In September

Date 04/10/2023

The Securities and Exchange Commission today announced the appointment of Stephanie Allen as Director of Media Relations and Speechwriting, effective Oct. 1, 2023. Ms. Allen has served as Director of Speechwriting and Senior Adviser to the Chair since March 2023, and she replaces Aisha Johnson, who recently departed the agency. 

TMX Group Consolidated Trading Statistics – September 2023

Date 04/10/2023

TMX Group Limited today announced September 2023 trading statistics for its marketplaces – Toronto Stock Exchange, TSX Venture Exchange, TSX Alpha Exchange and Montréal Exchange.

US Office Of The Comptroller Releases Community Reinvestment Act Evaluations For 28 National Banks And Federal Savings Associations

Date 04/10/2023

The Office of the Comptroller of the Currency (OCC) today released a list of Community Reinvestment Act (CRA) performance evaluations that became public during the period of September 1, 2023, through September 30, 2023. The list contains only national banks, federal savings associations, and insured federal branches of foreign banks that have received ratings. The possible ratings are outstanding, satisfactory, needs to improve, and substantial noncompliance.

FINRA Foundation Awards 2023 Ketchum Prize To Long-Time Financial Fraud Fighter Doug Shadel - Former AARP Washington State Director Recognized For A Career Dedicated To Protecting Consumers Through Fraud Investigation, Research And Education

Date 04/10/2023

The FINRA Investor Education Foundation (FINRA Foundation) today awarded Doug Shadel, Ph.D., the 2023 Ketchum Prize—its highest honor—in recognition of his outstanding service and research on protecting consumers, particularly vulnerable Americans.

Canadian Securities Regulators Seek New Members For Mining Advisory Committee

Date 04/10/2023

The Canadian Securities Administrators (CSA) is inviting applications for new members to join the Mining Technical Advisory and Monitoring Committee (MTAMC or the Committee).

Chapel Hill Denham To list N200bn Infrastructure Fund On NGX

Date 04/10/2023

In a significant development, Nigerian Exchange Limited (NGX) is set to admit the Nigeria Infrastructure Debt Fund (NIDF), a N200 billion public infrastructure investment fund by Chapel Hill Denham, onto the Exchange.