News Centre

CFTC Orders Goldman Sachs To Pay $15,000,000 For Violations Of Swap Business Conduct Standards - Swap Dealer Failed To Disclose Pre-Trade-Mid-Market Marks And Failed To Communicate In A Fair And Balanced Manner

Date 10/04/2023

The Commodity Futures Trading Commission today issued an order simultaneously filing and settling charges against Goldman Sachs & Co. LLC (Goldman) for violations of the CFTC’s Business Conduct Standards applicable to swap dealers. Specifically, the CFTC found that Goldman failed to disclose dozens of pre-trade-mid-market marks (PTMMM), in violation of Regulation 23.431, and failed to communicate to clients in a fair and balanced manner based on principles of fair dealing and good faith, in violation of Regulation 23.433.

TMX Group Equity Financing Statistics – March 2023

Date 10/04/2023

MX Group today announced its financing activity on Toronto Stock Exchange (TSX) and TSX Venture Exchange (TSXV) for March 2023.

FEAS Newsletter: April 2023

Date 10/04/2023

CFTC Commissioner Pham To Speak At Boston College Law School

Date 10/04/2023

Moscow Exchange: Maintenance On The Securities Market T0 Test Environment

Date 10/04/2023

On 11 April 2023 Moex will be updating the Securities market T0 test environment (UAT_GATEWAY). The trading system could be temporarily unavailable during that period. All trades concluded on that day will be reset. Please note that MOEX does not guarantee the regular delivery of the end-of-day trading and clearing reports during the first days after the scheduled server maintenance.

Circular On Self-Regulatory Measures Taken By CFFEX In March 2023

Date 10/04/2023

To prevent market risks, maintain the orderly operation of the market and protect investors’ legitimate rights and interests, China Financial Futures Exchange (CFFEX) took the following self-regulatory measures against violations of exchange rules in March 2023.

SGX Group Reports Market Statistics For March 2023

Date 10/04/2023

• FX, commodity derivatives set records as investor optimism drives trading activity
• Securities turnover grows, outperforming markets across ASEAN

Hard Work Has Yielded Fruitful Results:Dalian Commodity Exchange Celebrates Its Sixth Anniversary Of Options Trading

Date 10/04/2023

Six years ago, on March 31, 2017, soybean meal options was listed for trading on Dalian Commodity Exchange (DCE), filling the gap in China’s commodity options market. Over the past six years, DCE has listed a total of 11 options, including soybean meal, corn, iron ore, LPG, PP, PVC, LLDPE, RBD palm olein, No. 1 soybean, No. 2 soybean, and soybean oil, covering various industries such as grain and oil, energy and minerals, and plastics. The total number of contracts listed has exceeded 30,000. In 2022, the total trading volume of options reached nearly 179 million lots, with an average daily open interest of 1.727 million lots, representing year-on-year growth of 74.64% and 30.94%, respectively. In 2022, DCE’s soybean meal, corn, and RBD palm olein options ranked first, second, and fourth respectively among global agricultural products options, while iron ore options ranked first among global metal options, in terms of trading volume according to statistics from the Futures Industry Association (FIA).

Dalian Commodity Exchange: Notice On Adjustments To Trading Limits On RBD Palm Olein And LPG Futures Contracts

Date 10/04/2023

Dalian Commodity Exchange (DCE) has decided upon discussion that from the trading on April 11, 2023 (the night trading session on April 10, 2023), the combined trading volume of opening long and short positions on any RBD Palm Olein futures contract (namely P2304, P2305, P2306, P2307, P2308, P2309, P2310, P2311, P2312, P2401, P2402, P2403) or any LPG futures contract (namely PG2304, PG2305, PG2306, PG2307, PG2308, PG2309, PG2310, PG2311, PG2312, PG2401, PG2402, PG2403) of any Non-Futures Company member or client shall not exceed 10,000 lots on any single day respectively.

Shanghai Gold Exchange Data Highlights - Volume & Amount - March 2023

Date 10/04/2023

Click here to download Shanghai Gold Exchange's monthly data highlights.