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Tokyo Stock Exchange Requests Business Improvement Report From Mizuho Investors Securities Co., Ltd.

Date 10/09/2003

Pursuant to TSE's Trading Participant Rule, TSE requested Mizuho Investors Securities Co., Ltd. to submit a business improvement report regarding enforcement of its internal control system, reexamination and construction of sales management, measures to prevent the recurrence of this case, and clarification of locus of responsibility.
Tokyo Stock Exchange Imposes Penalty On HSBC Securities (Japan) Limited

Date 10/09/2003

TSE imposed a penalty on HSBC Securities (Japan) Limited ("HSBC Securities") of a fine of JPY 2 million and requested a business improvement report for the act of soliciting securities transaction from a certain customer with a promise to provide special benefit to the customer.
The Borsa Italiana Group Will Observe One Minute's Silence Tomorrow, September 11th

Date 10/09/2003

Borsa Italiana, Cassa di Compensazione e Garanzia, Monte Titoli as well as the other Group companies will commemorate the second anniversary of the September 11th, 2001 tragedy observing one minute's silence at 2.46 pm (CET) tomorrow, September 11th.
Stock Exchange Of Thailand To Take Nine Listed Companies To London, New York, And Boston On A Roadshow From September 15-18

Date 10/09/2003

The Stock Exchange of Thailand (SET), in collaboration with Citigroup, will hold 'Thailand Emerging Opportunities Day' from September 15-18, 2003, taking nine leading listed companies to meet first hand over 200 institutional investors in London, New York, and Boston. They will have opportunities to provide information and respond to the increasing demand shown in the Thai market.
RTS - First Major ISV To Conform To e-cbot®

Date 10/09/2003

RTS Realtime Systems Group is pleased to announce that it is the first major Independent Software Vendor (ISV) to have passed full conformance for the Chicago Board of Trade's new electronic trading platform e-cbot® powered by the LIFFE CONNECT®.

New Zealand Exchange: August 2003 Operating Metrics Released

Date 10/09/2003

NZX has released its August operating metrics. The metrics give a monthly update on NZX's operations and performance, covering measurements such as total market capitalisation, monthly value traded, and numbers of listed issuers and quoted securities.
New Exchange-traded Funds (ETFs) On The SWX Swiss Exchange

Date 10/09/2003

Two new products have been listed in the exchange-traded funds segment of the SWX Swiss Exchange, taking the total to 16. The two new funds are: DJ EURO STOXX 50SMEX from INDEXCHANGE Investment AG, based on the DJ Euro STOXX 50 index. The trading currency is euros. et du DJ STOXX 50SMEX from INDEXCHANGE Investment AG, based
Minneapolis Grain Exchange (MGEX) To Observe Four One-Minute Moments Of Silence

Date 10/09/2003

The Minneapolis Grain Exchange (MGEX) will observe one-minute moments of silence at 7:46 a.m., 8:03 a.m., 8:59 a.m. and 9:29 a.m. on Thursday, September 11th in recognition of the events that occurred on September 11, 2001.
KCBT Observes Two Moments Of Silence

Date 10/09/2003

The Kansas City Board of Trade will be observing two moments of silence tomorrow, September 11, in observance of the second anniversary of the events that occurred on September 11, 2001: one at 8:59 a.m. CT and one at 9:29 a.m. CT. The delays are in accordance with other U.S. financial and commodities exchanges.
Hon. Rudy Giuliani, CFTC Chairman Newsome, And Others Visit NYBOT's New Headquarters To Celebrate Its Return To Lower Manhattan

Date 10/09/2003

The New York Board of Trade® (NYBOT®) welcomed today former Mayor of New York City Rudy Giuliani, CFTC Chairman James Newsome and others to its new facilities at One North End Avenue. The day started with the dignitaries opening NYBOT's sugar and coffee markets, and culminated with a press conference where several speakers involved in NYBOT's historic move talked about the significance of the exchange's return to lower Manhattan.