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  • Thomson Financial Selects Radianz For Client Connections In Europe And Asia

    Date 15/12/2003

    Thomson Financial, an operating unit of The Thomson Corporation (NYSE: TOC; TSX: TOC) and leading provider of information and technology solutions to the worldwide financial community, and Radianz, the leading provider of market communications infrastructure for the global financial services industry, today announced a strategic agreement where Thomson Financial will have access to Radianz's market communications infrastructure, RadianzNet, to deliver a wide range of Thomson Financial applicatio

  • The Philadelphia Stock Exchange To Begin Trading Options On Fidelity Nasdaq Composite Index Tracking Stock

    Date 15/12/2003

    The Philadelphia Stock Exchange (PHLX) announced today that it will begin trading options today on the Fidelity NASDAQ Composite Index Tracking Stock. The options were allocated to Susquehanna Investment Group.

  • Standard & Poor's Announces Changes In S&P/TSX Canadian Indices

    Date 15/12/2003

    Standard & Poor's Canadian Index Operations announces the following index changes effective after the close of business on Friday, December 19, 2003: The relative weight of Cott Corporation (TSX:BCB - GICS 30201030 - Soft Drinks) will increase by approximately 0.10% in the S&P/TSX Composite and Capped Composite Indices, by 0.13% in the S&P/TSX 60 and 60 Capped Indices, by 0.12% in the TSX 100 Index and by 2.20% in the S&P/TSX Capped Consumer Staples Index. The relative weight change

  • Securities Markets: European Commission Proposes That The Community Sign The Hague Securities Convention

    Date 15/12/2003

    The European Commission has proposed that the European Community should sign the Hague Convention, a multilateral treaty on determining the ownership of securities held in electronic form. The proposal takes the form of a draft Decision to be adopted by the EU's Council of Ministers authorising the signature of the Convention. The Convention provides a uniform legal formula for determining proprietary rights and will be particularly useful in cases where securities are held t

  • SEC Brings First Failure To Supervise Action Against Principal Of An Unregistered Investment Adviser To A Hedge Fund - Also Charges Hedge Fund Director Of Investments With Fraud

    Date 15/12/2003

    The Securities and Exchange Commission today announced the first "failure to supervise" enforcement action against the principal of an unregistered investment adviser to a hedge fund. Previous failure to supervise actions against investment advisers had been brought only against registered advisers. In the same action, the Commission charged the adviser's director of investments with fraud.

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