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Semi-Annual Changes To The NASDAQ Biotechnology Index

Date 09/11/2007

The Nasdaq Stock Market, Inc. ("NASDAQ") (Nasdaq:NDAQ) announced today the results of the semi-annual re-ranking of the NASDAQ Biotechnology Index(r) (Nasdaq:NBI), which will become effective with the market open on Monday, November 19, 2007.
Five Current And Former Coral Energy Traders Settle CFTC Charges For False Reporting And Attempted Manipulation In Natural Gas Market - Defendants Ordered To Pay $1 Million Penalty

Date 09/11/2007

The U.S. Commodity Futures Trading Commission (CFTC) announced today that a federal court in Houston, Texas entered a consent order settling charges by the CFTC that defendants Denette Johnson, Courtney Cubbison Moore, and Robert Harp of Texas and John Tracy and Kelly Dyer of California, reported or caused to be reported false natural gas trade information to compilers of natural gas monthly price indexes in an attempt to manipulate natural gas prices.
NYMEX Sets Daily Volume Records For COMEX Futures And Options Contracts

Date 09/11/2007

The New York Mercantile Exchange, Inc., a subsidiary of NYMEX Holdings, Inc. (NYSE: NMX), today announced that it set daily volume records on total COMEX volume and COMEX futures contracts this week.
Publication Of Instruction On Reporting Financial Instrument Transactions To The AMF By Investment Services Providers And Branches

Date 09/11/2007

Pursuant to its amended General Regulation, approved by ministerial order on 11 September 2007, the AMF is today publishing Instruction 2007-06, which supplements the transposition procedure for the Markets in Financial Instruments Directive.
SIFMA Board Of Directors Elects Officers - Blythe Masters Elected SIFMA Chairman, Douglas Edwards Named Chair-Elect, Bernard Beal And Michael Ryan Elected Vice-Chairs, John Gidman Appointed Treasurer

Date 09/11/2007

The board of directors of the Securities Industry and Financial Markets Association (SIFMA) yesterday elected Blythe Masters as the trade association’s chairman for 2008. Masters is head of global commodities for J.P. Morgan Chase & Co.

NASDAQ Announces End-of-Month Open Short Interest Positions In NASDAQ Stocks As Of Settlement Date October 31, 2007

Date 09/11/2007

At the end of the settlement date of October 31, 2007, short interest in 2,690 NASDAQ Global Market(sm) securities totaled 7,831,259,102 shares compared with 7,727,423,839 shares in 2,694 Global Market issues reported for the prior settlement date of October 15, 2007. The end-of-October short interest represents 3.52 days average daily NASDAQ Global Market share volume for the reporting period, compared with 4.21 days for the prior reporting period.
SIFMA Announces Board Of Directors

Date 09/11/2007

The following executives yesterday were elected as directors of the board for the Securities Industry and Financial Markets Association (SIFMA). Directors elected for three-year terms concluding in 2010:
Bermuda Stock Exchange: Bermuda Public Holiday On November 12th 2007

Date 09/11/2007

The BSX will be closed on Monday, November 12th 2007, for the Remembrance Day public holiday in Bermuda. The Exchange will reopen on Tuesday, November 13th 2007.
Kevin Goodman Named Associate Regional Director For Examinations In SEC's Denver Regional Office

Date 09/11/2007

The Securities and Exchange Commission today announced the appointment of Kevin Goodman as the Associate Regional Director for Examinations in its Denver Regional Office. Mr. Goodman, who currently holds the position of Assistant Regional Director for Examinations in the Los Angeles Regional Office, will transfer to the Denver office and oversee its examination activities in the region's seven-state territory.