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SGX Issues Consultation Paper On Proposed Amendments To Trading Halt, Suspension Of Trading And Cash Companies

Date 10/05/2007

Singapore Exchange Ltd (SGX) is inviting public comments on proposed amendments and enhancements to securities listing rules. The revision exercise underscores SGX's commitment to a market-driven, transparent and well-regulated capital market.
Van Eck Market Vectors – Global Alternative Energy ETF Lists On The NYSE

Date 09/05/2007

NYSE Euronext (NYSE Euronext: NYX) subsidiary, NYSE Group, Inc. today announced the listing of the Market Vectors – Global Alternative Energy ETF (NYSE: GEX). Sponsored by Van Eck Global, GEX seeks to replicate, as closely as possible, the price and yield performance of the Ardour Global IndexSM(Extra Liquid) (AGIXL) before fees and expenses.
ISE Announces Sponsorship Of NYU Derivatives 2007 Conference

Date 09/05/2007

The International Securities Exchange (NYSE: ISE) is pleased to announce that it is a co-sponsor of Derivatives 2007: New Ideas, New Instruments, New Markets. This important conference brings together leading academics and industry practitioners to examine the links between modern derivatives theory and market practice. The event will take place at the Stern School of Business at New York University (NYU) on Friday, May 18, 2007.
Speech By SEC Commissioner Paul S. Atkins: Remarks Before The Asian Pacific American Heritage Month Program

Date 09/05/2007

Thank you, Mr. Chairman. I am honored to introduce our guest speaker, Representative Mike Honda. I would like to especially thank Dhaval Patel and David Hsu for arranging for him to speak today.
Share Changes For BAE Systems Plc & Lagardere S.C.A. In The S&P European Indices

Date 09/05/2007

Standard & Poor’s will make the following changes in the S&P Europe 350, S&P Euro Plus, S&P Euro and S&P United Kingdom indices, effective after the close of trading on Friday 11 April 2007: BAE Systems Plc (United Kingdom, SEDOL: 0263494, GICS: Industrials, GICS Code: 20101010), a member of the S&P Europe 350, and S&P United Kingdom indices, shares will increase to 3,371,225,000 following the issue of new shares in a market placing. Lagardere S.C.A. (France, SEDOL: 4547213, G

Speech By SEC Commissioner Annette L. Nazareth: Remarks Before The ABA Section Of International Law

Date 09/05/2007

Good Morning. It is a pleasure to be here today. I always enjoy the opportunity to speak to such a well informed audience. But before I begin my remarks I must make clear that the views I express are my personal views and not necessarily those of the Securities and Exchange Commission or other individual members of the Commission or its staff.
GL TRADE Reports Turnover Of €44.7m In First Quarter Of 2007

Date 09/05/2007

GL TRADE, the global provider of integrated and multi-market software solutions for financial institutions, has reported turnover of €44.7m for the first quarter of 2007.
Company Share Changes In The S&P/CITIC 300 Index

Date 09/05/2007

S&P/CITIC Index Information Services Co., Ltd. will make the following changes in the S&P/CITIC 300 Index effective after the close of trading on Thursday May 10, 2007.
Morgan Stanley To Pay $7.9 Million To Settle Best Execution Case With SEC

Date 09/05/2007

The United States Securities and Exchange Commission today announced settled fraud charges against Morgan Stanley & Co. Incorporated (Morgan Stanley) for its failure to provide best execution to certain retail orders for over-the-counter (OTC) securities. In particular, Morgan Stanley embedded undisclosed mark-ups and mark-downs on certain retail OTC orders processed by its automated market-making system and delayed the execution of other retail OTC orders, for which Morgan Stanley had an obliga
NYSE Regulation, Inc. Announces Disciplinary Actions Against One Firm, 11 Individuals

Date 09/05/2007

This is NYSE Regulation, Inc.'s Disciplinary Actions announcement for May 2007.