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Date 19/07/2007
SIFMA Comments To SEC: Keep Rule 12b-1 Intact
The Securities Industry and Financial Markets Association (SIFMA) today submitted a comment letter to the Securities and Exchange Commission (SEC) regarding Rule 12b-1, which permits mutual funds to use fund assets to finance the distribution of their shares.
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Date 19/07/2007
Speech By SEC Chairman Christopher Cox: Integrity In The Municipal Market
Town Hall Los Angeles Biltmore Hotel Los Angeles, California July 18, 2007 Good morning, and thank you, Jim [Town Hall Chairman], for that kind introduction. I have to say, it was awfully nice, especially after a late flight from the East Coast, to wake up here with the sun peering over the San Gabriel Mountains, and to know that I'm back in the city of Hollywood dreams, summer breezes, and even the prospect of a Dodgers-Angels pennant race. For the re
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Date 19/07/2007
NYSE Arca Welcomes IPO Of Netezza, Leading Data Warehouse Appliance Provider - First Technology Company To List On NYSE Arca
Netezza Corporation (NYSE Arca: NZ), a Framingham, Mass.-based provider of data warehouse appliances, today celebrated its IPO on NYSE Arca, NYSE Euronext’s fully electronic market for emerging issuers.
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Date 19/07/2007
Toronto Stock Exchange Top 20 Largest Consolidated Short Position Report
Please find below the Top 20 Largest Consolidated Short Position Report Highlights. The report is produced twice monthly, effective the 15th and the end of each month. The report below covers the 2-week period ending July 15, 2007.
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Date 19/07/2007
MX And Nymex Announce Appointment Of Robert Laird As Vice President Of Natural Gas Business Line At Carex
Montréal Exchange Inc. (MX) (TSX:MXX) and NYMEX Holdings, Inc. (NYSE:NMX) announced today that they have appointed Robert Laird as vice president of the natural gas business line of the Canadian Resources Exchange Inc. (CAREX).
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Date 19/07/2007
International Securities Exchange Holdings Announces Date Of Second Quarter 2007 Earnings Release
The International Securities Exchange Holdings, Inc. (NYSE: ISE) announced today that it will issue its earnings release for the second quarter of 2007 before the market opens on Tuesday, August 7, 2007. Shortly after its earnings release, ISE will file its Form 10-Q. ISE will not host an earnings conference call or webcast.
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Date 19/07/2007
American Stock Exchange Reports An Increase In Short Interest
The American Stock Exchange® (Amex®) member and non-member organizations today reported short interest of 1,102,906,804 shares as of the July 13, 2007 settlement date, an increase of 10,589,057 from the 1,092,317,747 (adjusted) shares reported in mid-June. The July figure represents trades through July 10, 2007.
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Date 19/07/2007
NYSE Group Inc. Issues Monthly Short Interest Report
The NYSE Group, Inc. today reported short interest as of the close of business on the settlement date of July 13, 2007, reflecting transactions through July 10, 2007.
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Date 19/07/2007
Chief Economist Chester Spatt To Leave SEC
The Securities and Exchange Commission announced today that Chester Spatt, Chief Economist and Director of the Office of Economic Analysis (OEA), will leave the agency to return to academia at the end of July.
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Date 19/07/2007
Program Trading Averaged 36.3 Percent Of NYSE Volume During July 9-13
The New York Stock Exchange today released its weekly program-trading data submitted by its member firms. The report includes trading in all markets as reported to the NYSE for July 9-13.
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