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  • NASDAQ OMX Commemorates Its 20-Year Anniversary In Silicon Valley - World's Largest Exchange Celebrates Innovation And Entrepreneurship Of America's Game-changers

    Date 10/03/2010

    The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) will celebrate the 20-year anniversary of its presence in California's Silicon Valley on Tuesday, March 16, 2010. To mark the milestone, NASDAQ OMX will host several events including remote Opening and Closing Bell ceremonies from San Jose City Hall, and a press briefing to discuss NASDAQ OMX's initiatives, prospects for the valley and its IPO market. During the remote Closing Bell ceremony, San Jose Mayor Chuck Reed will deliver a proclamation naming Mar

  • SMARTS And BATS Extend Surveillance Partnership To Europe

    Date 10/03/2010

    SMARTS Group, the worldwide leader in market surveillance systems today announced the completion of the installation of its leading real-time market surveillance system, SMARTS Integrity Platform at BATS Europe, following the implementation of a similar system for US-based BATS Exchange in 2009.

  • OES MarketGroup Names Richard Korhammer As Interim CEO And Chairman

    Date 10/03/2010

    OES MarketGroup, a leading provider of electronic market connectivity and liquidity access, today named Richard Korhammer as its interim chief executive officer and chairman.

  • FIA Elects Directors And Officers

    Date 10/03/2010

    The Futures Industry Association today announced the election of board directors at its annual meeting in Boca Raton, Fla. Following the election, the new board elected the association’s officers and public directors. All directors will serve two-year terms unless otherwise noted.

  • SEC Warns Investors Of Phony Web Site Targeting Madoff Fraud Victims

    Date 10/03/2010

    The Securities and Exchange Commission is alerting investors about a Web site that falsely claims to have recovered $1.3 billion in funds hidden by convicted Ponzi schemer Bernard Madoff in Malaysia. The site asks Madoff victims to submit information to verify that they are on a refund list — a ploy commonly used by con artists to further rip off financial fraud victims.

  • Former Cazenove Partner Found Guilty Of Insider Dealing

    Date 10/03/2010

    Malcolm Calvert, a former equities marketmaker at stock broker Cazenove, was today found guilty at Southwark Crown Court on five counts of insider dealing. Calvert made approximately £103,883 profit from the trades that took place between June 2003 and October 2004.

  • Investec To Join FTSE 100 Index

    Date 10/03/2010

    FTSE Group (“FTSE”) confirms today that international specialist banking group Investec will be joining the FTSE 100 Index for the first time. In the rebalance, Resolution will leave the UK’s leading blue chip benchmark and join the FTSE 250 Index.

  • Hellenic Exchanges S.A.: Presentation Of HELEX At The Association Of Greek Institutional Investors.

    Date 10/03/2010

    As part of the regular presentations organized by the Association of Greek Institutional Investors, Hellenic Exchanges S.A. presented today its financial results to analysts.

  • CFTC Hosts International Regulators To Discuss Futures Industry Issues

    Date 10/03/2010

    Futures services regulators from Brazil, Canada (Alberta, Manitoba, Ontario, and Quebec), Ethiopia, Germany, India, Japan, Mexico, Qatar, Singapore, Spain, Sweden, Switzerland, Taiwan, Turkey, United Kingdom, and the United States will assemble today at an annual International Regulators Meeting hosted by the U.S. Commodity Futures Trading Commission (CFTC).

  • SEC Halts Ponzi Scheme Preying On Retirees Attending Estate Planning Seminars

    Date 10/03/2010

    The Securities and Exchange Commission has obtained an emergency court order to shut down a Ponzi scheme targeting retirees in California and Illinois by inviting them to estate planning seminars and later coaxing them to buy promissory notes for purported Turkish investments.