FTSE Mondo Visione Exchanges Index:
News Centre
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Date 05/05/2009
Speech By SEC Chairman Mary L. Schapiro: Opening Statement At May 5, 2009, Roundtable On Short Selling
Good morning. Welcome to the Securities and Exchange Commission’s Roundtable on Short Selling. The Commission is grateful that so many have agreed to participate in today’s meeting. I believe I speak for my colleagues on the Commission in saying that we look forward to the panelists’ comments, insights and recommendations on this very important subject.
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Date 05/05/2009
Toronto Stock Exchange Top 20 Largest Consolidated Short Position Report - April 30, 2009
Please find below the Top 20 Largest Consolidated Short Position Report Highlights. The report is produced twice monthly, effective the 15th and the end of each month. The report below covers the 2-week period ending April 30, 2009.
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Date 05/05/2009
SEC Charges Operators Of Reserve Primary Fund With Fraud - Commission Seeks Expedited Distribution Of Fund's Remaining Assets To Investors
The Securities and Exchange Commission today filed fraud charges against several entities and individuals who operate the Reserve Primary Fund for failing to provide key material facts to investors and trustees about the fund's vulnerability as Lehman Brothers Holdings, Inc. sought bankruptcy protection.
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Date 05/05/2009
FESE Response - Consultation On ESCB-CESR Draft Recommendations Revised For CCPs Clearing OTC Derivatives
FESE welcomes the opportunity that CESR has given the industry to respond to the draft recommendations for central counterparties (CCPs) revised for CCPs clearing OTC derivatives.
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Date 05/05/2009
Component Changes Made To Dow Jones And Dow Jones Stoxx Select Dividend Indexes
Dow Jones Indexes, a leading global index provider, and STOXX Ltd., the leading provider of European equity indexes, today announced changes in several Dow Jones and Dow Jones STOXX Select Dividend indexes.
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Date 05/05/2009
Tokyo Stock Exchange Monthly Short Selling Value
Click here to download Tokyo Stock Exchange's short selling value for April 2009.
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Date 05/05/2009
IOSCO Publishes Interim Recommendations On Unregulated Financial Markets And Products
The International Organization of Securities Commissions’ (IOSCO) Technical Committee has published Unregulated Financial Markets and Products – Consultation Report (Report) prepared by its Task Force on Unregulated Financial Markets and Products (Task Force). The Report contains interim recommendations for regulatory action designed to improve confidence in the securitisation process and the market for credit default swaps (CDS).
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Date 05/05/2009
SEC Charges Attorneys For Fraudulent Legal Opinions Used By Promoters In Pump-And-Dump Scheme
The Securities and Exchange Commission today charged two California-based attorneys as well as a California corporation and its owner for preparing and issuing fraudulent legal opinions involving unregistered stock that enabled promoters and others to sell shares in an illegal pump-and-dump scheme.
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Date 05/05/2009
FINRA Bars Broker For Converting And Improperly Using More Than $500,000 From A Catholic Nun's Holdings, Another $80,000 From Three Elderly Customers - Victims Have Received Restitution From Broker, Legg Mason And Citigroup
The Financial Industry Regulatory Authority (FINRA) announced today that it has barred broker William Joseph Boyle from the securities industry for wrongfully converting and using funds from customer accounts and for failing to cooperate with FINRA investigators. Boyle's misconduct occurred both while he was working for Legg Mason Wood Walker, which was acquired by Citigroup in 2006, and at Citigroup.
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Date 05/05/2009
SEC Charges Hedge Fund Manager And Bond Salesman In First Insider Trading Case Involving Credit Default Swaps
The Securities and Exchange Commission today charged Renato Negrin, a former portfolio manager at hedge fund investment adviser Millennium Partners L.P., and Jon-Paul Rorech, a salesman at Deutsche Bank Securities Inc., with insider trading in credit default swaps of VNU N.V., an international holding company that owns Nielsen Media and other media businesses.
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