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CFTC Charges Florida Resident Jeremy M. Globe And His Company, GlobeFX Club, Inc., With Making False Statements To The National Futures Association
Date 21/03/2011
The U.S. Commodity Futures Trading Commission (CFTC) today announced the filing of an enforcement action charging defendants Jeremy Munson Globe and GlobeFX Club, Inc. (GFC), both of Homestead, Fla., with making false, fictitious or fraudulent statements or omissions to the National Futures Association (NFA) during an NFA investigation and audit. Both Globe, a principal of GFC, and GFC were registered with the CFTC during the period covered by the NFA audit. On October 1, 2009, NFA permanently barred GFC from NFA membership.
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BSX - ACSDA 2011 General Assembly Update
Date 21/03/2011
The Bermuda Stock Exchange (“BSX”) is ready to host the Americas’ Central Securities Depositories Association’s (“ACSDA”) General Assembly from Wednesday, 23rd thru Friday 25th March, 2011.
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CFTC And State Of California Charge The Trade Tech Institute, Inc., Technology Trading International, Inc., Robert Sorchini And Richard Carter With Fraudulently Soliciting More Than 600 Managed Commodity Trading Accounts - Federal Court Issues Order Freezing Defendants’ Assets And Preserving Books And Records Related To The Alleged Multi-Million Dollar Promotion Of Purportedly Profitable Trading Systems
Date 21/03/2011
The U.S. Commodity Futures Trading Commission (CFTC) today announced that a federal court in Los Angeles entered a restraining order against defendants The Trade Tech Institute, Inc. (Trade Tech), Technology Trading International, Inc. (Tech Trading), Robert Sorchini and Richard Carter,freezing defendants’ assets, prohibiting the destruction or alteration of their books and records and requiring defendants to provide an accounting of all funds and assets under their control.
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CBOE Holdings, Inc. Announces Date Of First-Quarter 2011 Earnings Release And Conference Call
Date 21/03/2011
CBOE Holdings, Inc. (Nasdaq: CBOE) will announce financial results for the first quarter of 2011 before the market opens on Thursday, May 5, 2011. A conference call with remarks by CBOE Holdings, Inc. senior management will begin at8:30 a.m. Eastern Time. The presentation will be referenced during the call and will be available on the Investor Relations section of our website at www.cboe.com under Events and Presentations.
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Citigroup Announces Reverse Stock Split: Intends To Reinstate Common Stock Dividend Of $0.01 Per Share
Date 21/03/2011
Citigroup Inc. today announced a 1-for-10 reverse stock split of Citigroup common stock. Citi also announced that it intends to reinstate a quarterly dividend of $0.01 per common share in the second quarter of 2011, following the effective date of the reverse stock split.
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SEC Charges Three Firms And Four Individuals In Los Angeles-Based Boiler Room Operation
Date 21/03/2011
The Securities and Exchange Commission today charged three firms and four individuals involved in a boiler room scheme operating out of Los Angeles that defrauded investors who they persuaded to buy purportedly profitable trading systems.
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Exercise Of Stock Options Generates BRL 2.38 Billion On BM&FBOVESPA
Date 21/03/2011
BM&FBOVESPA hereby announces that the exercise of options contracts generated BRL 2.38 billion on Monday in the BOVESPA segment (equities). Of this financial volume, BRL 2.05 billion was in call options and BRL 334.9 million was in put options.
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Global Financial Centres Index 9 Published Today - "Asia - The MainArea for Growth"
Date 21/03/2011
Today the Z/Yen Group publishes the ninth Global Financial Centres Index (GFCI 9) covering 75 financial centres. The big change from GFCI 8 in September 2010 is that Hong Kong has clearly joined London and New York as one of the 'Big Three' Global Financial Centres.
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NASDAQ OMX Starts Trading In Two New Fixed Income ETFs From XACT Fonder
Date 21/03/2011
NASDAQ OMX Stockholm, part of the NASDAQ OMX Group (NASDAQ:NDAQ), today starts trading in two fixed income-based exchange traded funds (ETFs) from XACT Fonder. XACT Obligation is an ETF based on the Swedish bond market and the XACT Repo ETF follows the Swedish Central Bank’s (Riksbanken) repo rate.
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Top 20 Largest - Consolidated Short Position Report – Highlights - March 15, 2011
Date 21/03/2011
Please find below the Top 20 Largest Consolidated Short Position Report Highlights. The report is produced twice monthly, effective the 15th and the end of each month. The report below covers the 2-week period ending March 15, 2011.
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