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News Centre
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Date 27/07/2009
SEC Takes Steps to Curtail Abusive Short Sales and Increase Market Transparency
The Securities and Exchange Commission today announced several actions that would protect against abusive short sales and make more short sale information available to the public.
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Date 27/07/2009
CalPERS Promotes Patricia K. Macht To Director Of External Affairs
The California Public Employees’ Retirement System (CalPERS) announced the appointment of CalPERS veteran Patricia K. Macht to the newly created deputy-level position of Director of External Affairs, Chief Executive Officer Anne Stausboll announced today.
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Date 27/07/2009
FINRA Permanently Bars Broker Operating Ponzi Scheme Involving Customers Of Broker-Dealers - Victims Included Members Of Broker's Church - Matter Referred To Criminal Authorities
The Financial Industry Regulatory Authority (FINRA) announced today that it has permanently barred Kenneth George Neely of St. Louis, a former registered representative with AXA Advisors, LLC, for conducting a Ponzi scheme involving customers of AXA, his previous employer Stifel, Nicolaus & Co. Inc., as well as Neely's family, friends and fellow church members.
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Date 27/07/2009
SIFMA Urges Continued Engagement During Inaugural U.S.-China S&ED
The Securities Industry and Financial Markets Association (SIFMA) today welcomed the inaugural U.S.-China Strategic and Economic Dialogue held in Washington, D.C.
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Date 27/07/2009
CFTC Announces Participants For Second Hearing To Discuss Energy Position Limits And Hedge Exemptions - Second Hearing Scheduled For July 29, 2009
The Commodity Futures Trading Commission (CFTC) today announced the participants for the second of three hearings to address the current application of position limits and exemptions from position limits in energy markets. The hearing is scheduled to be held between 9:00 a.m. EDT and 1:00 p.m. EDT on Wednesday, July 29.
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Date 27/07/2009
SEC Names Daniel L. Goelzer Acting Chairman Of The PCAOB
The Securities and Exchange Commission today announced it has appointed Daniel L. Goelzer as Acting Chairman for the Public Company Accounting Oversight Board effective August 1, 2009.
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Date 27/07/2009
Short Selling: Autorité Des Marchés Financiers Extends Exceptional Measures On Financial Stocks Until End January 2010 And Issues Recommendations For A Permanent Regime In Europe
The AMF Board confirmed at its 23 July 2009 meeting that the measures introduced on 19 September 2008 to prohibit short selling of selected financial stocks would be extended until the end of January 2010.
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Date 27/07/2009
A New Strategic And Economic Dialogue With China - Few Global Problems Can Be Solved By Either Country Alone - By Hillary Clinton And Timothy Geithner
When the United States and China established diplomatic relations 30 years ago, it was far from clear what the future would hold. In 1979, China was still emerging from the ruins of the Cultural Revolution and its gross domestic product stood at a mere $176 billion, a fraction of the U.S. total of $2.5 trillion. Even travel and communication between our two great nations presented a challenge: a few unreliable telephone lines and no direct flights connected us. Today China's GDP tops four tri
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Date 27/07/2009
ICE Futures Canada Holiday Notice
This is to advise that ICE Futures Canada, Inc. and ICE Clear Canada, Inc. will be closed for trading and clearing operations on Trade Date Monday August 3, 2009.
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Date 27/07/2009
Deutsche Boerse: 18 New Source Equity Index ETFs Launched On Xetra - Series Of Dow Jones STOXX 600 Optimised Indices As Underlyings
As of Monday, 18 more exchange-listed index funds from provider Source are tradable on the pan-European platform Xetra®. For the first time, investors can track the performance of the Dow Jones STOXX 600® Optimised Supersector indices. This is a new index family using the market-wide European Dow Jones STOXX 600 index. The equities are distributed across 18 supersectors depending on their exchange turnover, free float and lending potential.
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