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  • Australian Stock Exchange Welcomes Government Guidelines On Disclosure

    Date 06/04/2004

    The Australian Stock Exchange (ASX) has welcomed a Federal Government proposal that seeks to ensure that the market's integrity is not compromised by the release of significant information by government departments and agencies.

  • UK's Financial Services Authority Fines Morgan Grenfell For Programme Trade Failings

    Date 05/04/2004

    The Financial Services Authority (FSA) has today fined Morgan Grenfell & Co Limited (Morgan Grenfell), a wholly owned subsidiary of Deutsche Bank AG, £190,000 for breaching FSA Principles by failing to act in its customer's best interests and failing to manage its conflicts of interests.

  • TSX Statistics - March 2004

    Date 05/04/2004

    In March, TSX set a record for new listings* - the monthly total of 22 companies included 11 of which were IPO's, 8 of which were graduates from TSX Venture Exchange, one from the NYSE and two 2 spin offs.

  • Tokyo Stock Exchange Corporate Governance

    Date 05/04/2004

    In response to the request of the late Masaaki Tsuchida, former President and CEO of Tokyo Stock Exchange, Inc., the Listed Company Corporate Governance Committee commenced its discussions on December 24, 2002.

  • The ICEX Market Summary Q1 2004

    Date 05/04/2004

    The ICEX Market Summary for Q1 2004 has been published.

  • SWX Swiss Exchange: Key Figures March 2004

    Date 05/04/2004

    Trading days SWX: 23

  • Standard & Poor's Announces Changes In S&P/TSX Canadian Indices

    Date 05/04/2004

    Standard & Poor's Canadian Index Operations announces the following index changes effective after the close of business on Tuesday, April 6, 2004:

  • SEC: Matthew Well Named Public Affairs Director

    Date 05/04/2004

    The Securities and Exchange Commission announced today that Matthew Well has joined the agency as Director of the Office of Public Affairs. In this position, Well will serve as the agency's principal spokesperson, responsible for the agency's day-to-day media relations and public relations about Commission activities. He will report to the Managing Executive for External Affairs, Laura L. Cox, who is responsible for strategic oversight and management of public affairs, legislative and intergover

  • SEC, NASAA To Co-Sponsor Conference On Federal-State Securities Regulation

    Date 05/04/2004

    The Securities and Exchange Commission and the North American Securities Administrators Association (NASAA) today announced that they will co-sponsor their annual Conference on Federal-State Securities Regulation. The conference, which will be held on April 19, 2004, in Washington, D.C., is conducted each year in accordance with Section 19(d) of the Securities Act of 1933. It brings together federal and state securities regulators to discuss issues of common concern.

  • RTS Stock Exchange - Order-Driven Market: Weekly Market Data

    Date 05/04/2004

    For the week of March 29th - April 2nd, 2004, the total trading volume of direct and indirect transactions (including REPO transactions) reached 7 946 million rubles. Internet trading accounted for 32%, same as last week. 9 091 transactions were executed.