Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index:

News Centre

  • FINRA To Propose Expanding Registration To Firms' Back Offices - After Public Input, Proposal To Expand Testing, Continuing Education To be Filed With SEC

    Date 26/05/2010

    The Financial Industry Regulatory Authority (FINRA) today issued a Regulatory Notice soliciting comments on a rule proposal designed to enhance oversight of broker-dealers' "back-office" operations by expanding registration requirements to individuals engaging in, or supervising, activities related to sales and trading support, and handling of customer assets.

  • SEC Charges Disney Employee And Boyfriend In Brazen Insider Trading Scheme

    Date 26/05/2010

    The Securities and Exchange Commission today charged a Walt Disney Company employee and her boyfriend in a scheme to sell confidential information about Disney's quarterly earnings to hedge funds.

  • ISE Celebrates 10 Years Of Leadership And Innovation In The Options Industry

    Date 26/05/2010

    The International Securities Exchange (ISE) today celebrates its 10th anniversary and a decade of innovation and leadership in the options industry. ISE launched trading as the first all-electronic options exchange in the U.S. on May 26, 2000, and revolutionized the industry by introducing low fees, transparent markets, and an innovative new market structure. The efficiency and transparency that ISE introduced, combined with its commitment to investor education, helped modernize the opt

  • TMX Group Inc. Files Preliminary Base Shelf Prospectus

    Date 26/05/2010

    TMX Group Inc. has filed a preliminary short form base shelf prospectus with securities regulators in each of the provinces of Canada. This will enable TMX Group to offer and issue up to $1,000,000,000 of debt, equity or other securities from time to time during the 25-month period after the shelf prospectus becomes final. The preliminary shelf prospectus will not become final until a final shelf prospectus is filed with the provincial securities regulators in Canada and a receipt is obtained

  • Direct Edge Closed For Memorial Day

    Date 26/05/2010

    Direct Edge will be closed on Monday, May 31st, 2010 in observance of Memorial Day.