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CFTC Orders London-Based Enskilda Futures Ltd. And Its Swedish Principal, Skandinaviska Enskilda Banken AB, To Pay A $150,000 Civil Penalty For Supervision Violations
Date 28/11/2011
The Commodity Futures Trading Commission (CFTC) today issued an order filing and simultaneously settling charges against Enskilda Futures Ltd. (EFL), a London-based futures commission merchant (FCM), and Skandinaviska Enskilda Banken AB (SEB) for failing to diligently supervise accounts carried by EFL in violation of CFTC regulation 166.3. SEB is a financial services group incorporated in Sweden that, according to the order, controls and directs EFL’s FCM activities. EFL’s immediate parent company is a fully-owned subsidiary of SEB. The CFTC order requires EFL and SEB jointly and severally to pay a $150,000 civil monetary penalty.
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EU-U.S. Summit Joint Statement
Date 28/11/2011
1. We, the leaders of the European Union and the United States, met today at the White House to affirm our close partnership. Drawing upon our shared values and experience, and recognizing our deep interdependence, we are committed to ensuring that our partnership brings greater prosperity and security to our 800 million citizens, and to working together to address global challenges.
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A New Ombudsman for the Autorité des Marchés Financiers
Date 28/11/2011
Marielle Cohen-Branche was appointed Autorité des Marchés Financiers Ombudsman as of 16 November 2011.
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CFTC To Hold Open Meeting To Consider Two Final Rules And Two Proposals
Date 28/11/2011
The Commodity Futures Trading Commission (CFTC) will hold a public meeting on Monday, December 5, 2011, at 9:30 a.m., on the following topics:
(1) Final Rule on Investment of Customer Funds and Funds Held in an Account for Foreign Futures and Options Transactions;
(2) Further Notice of Proposed Rulemaking on Process for Making a Swap Available to Trade under Section 2(h)(8) of the Commodity Exchange Act
(3) Final Rule on Registration of Foreign Boards of Trade
(4) Proposed Interpretation for Retail Commodity Transactions under Commodity Exchange Act Section 2(c)(2)(D)
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ISDA Credit Derivatives Determinations Committee Sends SEAT Question To External Review
Date 28/11/2011
The International Swaps and Derivatives Association, Inc. (ISDA) today announced that its EMEA Credit Derivatives Determinations Committee (DC) voted on the question of whether a Failure to Pay Credit Event had occurred in respect of SEAT PAGINEGIALLE S.P.A. The relevant supermajority of DC members required for the question to be decided was not reached.
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NYSE Euronext And Bloomberg New Energy Finance Partner On Launch Of Family Of Clean Energy Indices - Indices For Americas, Europe/Middle East/Africa And Asia/Oceania, And Then For Sub-Sectors Such As Solar And Wind, Will Offer Fresh Insight For Investors And ETF Providers
Date 28/11/2011
Today, NYSE Euronext in partnership with research company Bloomberg New Energy Finance will launch three regionally-focused clean energy stock indices, enabling the quoted companies most active in the world's historic shift to low-carbon energy to be tracked in unprecedented detail.
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Appointments To The AMF’s Communication Directorate
Date 28/11/2011
Florence Gaubert was appointed the AMF’s Director of Communication with effect from 1 October 2011.
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OECD Calls For Urgent Action To Boost Ailing Global Economy
Date 28/11/2011
Decisive policies must be urgently put in place to stop the euro area sovereign debt crisis from spreading and to put weakening global activity back on track, says the OECD’s latest Economic Outlook.
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NYSE Group Inc. Issues Short Interest Report
Date 28/11/2011
The NYSE Group, Inc. today reported short interest as of the close of business on the settlement date of November 15, 2011.
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Warsaw Stock Exchange Successfully Attracts More Companies From The Region To Its Trading Floors
Date 28/11/2011
- Sopharma AD has been newly listed today on the WSE as the 38th foreign issuer on the Main Market.
- It is the second Bulgarian company, after Intercapital Property Development listed on NewConnect, to introduce its shares to trading on the WSE.
- The WSE continues the strategy of building a regional capital hub in Warsaw and is planning to introduce a regional companies index.
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