Mondo Visione Worldwide Financial Markets Intelligence

FTSE Mondo Visione Exchanges Index:

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  • SIX Exchange Regulation: Sanction Proposal Against CI Com SA

    Date 24/05/2013

    SIX Exchange Regulation has submitted a sanction proposal against CI Com SA to the Sanction Commission of SIX Swiss Exchange. After completion of its investigation SIX Exchange Regulation is of the opinion that CI Com SA violated the applicable accounting standards Swiss GAAP FER in its 2012 interim financial statements and its reporting obligations.

  • New Zealand's Financial Markets Authority: Another Dominion Finance Director Pleads Guilty To FMA Charges

    Date 24/05/2013

    A former director of Dominion Finance Group and North South Finance, Robert Barry Whale, has pleaded guilty to seven Securities Act charges of misleading investors in a prosecution taken by the Financial Markets Authority.

  • Shanghai Futures Exchange: Launch Of Trade Oders FOK & FAK

    Date 24/05/2013

    This is to notify you that the Exchange will launch Fill-or-Kill (FOK) orders and Fill-and-Kill (FAK) orders into the trading system from June 7, 2013. See the Appendix for definitions of relevant orders and their operational instructions. For technical documentation, see the "Specifications for NGES Trading System’s Trading and market data API" available on the Exchange’s website. All member firms should be advised to contact software vendor, complete system adjustment and testing. The FENS addresses for system testing are : 192.168.11.131; 192.168.11.132; 192.168.12.141; 192.168.12.142

  • IOSCO Emerging Market Regulators Emphasised The Need For Stronger Voice In Shaping Global Regulatory Reform To Reflect Emerging Markets’ Position

    Date 24/05/2013

    Global emerging market securities regulators met in Panama City from 21-23 May 2013 and reinforced the need to play a more active role in global regulatory reform efforts and being involved at early stages of new international regulatory reforms to ensure emerging market considerations are reflected in the reform efforts.

  • OCC To Adopt A Policy To Restrict Exercises To Net Long Positions

    Date 23/05/2013

    OCC announced today that its Board of Directors approved the adoption of a policy that would require clearing members to restrict exercises in certain accounts, including market maker and joint back-office accounts to the extent each respective account is net long at the end of the trading day. The required netting would occur within each options series.