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Japan's Financial Services Agency: Publication Of The English Version Of The Basic Policy And Plan For Financial Inspections In Program Year 2012

Date 18/10/2012

The FSA published today the English version of the Basic Policy and Plan for Financial Inspections in Program Year (PY) 2012.
New Zealand's Financial Markets Authority Grants Auditor Licensing Accreditation To CPA Australia

Date 18/10/2012

The Financial Markets Authority has today accredited accounting body CPA Australia to license auditors who carry out issuer audits in New Zealand.
BondDesk Chairman Howard Edelstein Adds CEO Role As Part Of Management Realignment - Company Aligns Leadership Around Two Primary Business Opportunities

Date 18/10/2012

The Board of Directors of BondDesk Group LLC announced today that longtime financial technology leader and innovator Howard Edelstein will become the company’s CEO, effective immediately. Edelstein, an Operating Partner at Advent International Corporation, a major BondDesk investor, will assume the CEO position while maintaining his current role as Chairman. As CEO, Edelstein replaces Kim Bang, who will leave the company.
‘Flash Crash’ Reforms Will Fail To Make Markets Safer, Study Claims - Finance Academics Call For “Liquidity Safety Valves” To Prevent Stock Market Turmoil

Date 18/10/2012

US ‘flash crash’ reforms will fail to avert another market meltdown unless they are coupled with new “liquidity-based circuit breakers”, researchers claim.
NASDAQ OMX Corporate Solutions Clients Awarded Gold and Silver in 'Best Online Newsroom' at the Digital Impact Awards

Date 17/10/2012

Two NASDAQ OMX Corporate Solutions (Nasdaq:NDAQ) clients have been awarded Gold and Silver in the 'Best Online Newsroom' category at Europe's prestigious Digital Impact Awards. After being named finalists in September, Honda (UK) was awarded Gold and Heathrow Airport was awarded Silver for demonstrating best practice examples of digital stakeholder communications.

SEC: Andrew Calamari Named Director Of New York Regional Office

Date 17/10/2012

The Securities and Exchange Commission today announced that Andrew M. Calamari has been named Director of the agency’s New York Regional Office. Mr. Calamari joined the SEC staff in 2000 and has been serving as Acting Director of the New York office since the promotion of George Canellos to Deputy Director of the Division of Enforcement earlier this year.
Accion, NYSE Euronext And Yelp Bring Online Marketing Insight And Financing Program To Bay Area Entrepreneurs On November 5 - The Big StartUp National Tour Heads To San Francisco

Date 17/10/2012

On Nov. 5, the New York Stock Exchange (NYSE: NYX), Accion and Yelp will be teaming up with the Northern California Small Business Development Centers (SBDC) to bring the NYSE Big Start Up Small Business Connections workshop tour to San Francisco.
SEC Proposes Rules For Security-Based Swap Dealers And Major Security-Based Swap Participants

Date 17/10/2012

The Securities and Exchange Commission today voted unanimously to propose capital, margin, and segregation requirements for security-based swap dealers and major security-based swap participants.
CalPERS Announces Selection Of Chief Financial Officer

Date 17/10/2012

The California Public Employees’ Retirement System (CalPERS) has named Cheryl Eason as its Chief Financial Officer (CFO), a newly created position to oversee the financial and risk management operations of the $243 billion Pension Fund.
Montréal Exchange To Host Options Education Days For Retail Investors In Calgary And Edmonton

Date 17/10/2012

Montréal Exchange Inc. (MX), a wholly-owned subsidiary of TMX Group Ltd. and Canada's derivatives exchange, today announced that it is bringing its popular Options Education Day workshops to Calgary and Edmonton on October 20 and October 21, 2012 respectively.