FTSE Mondo Visione Exchanges Index:

News Centre

News

FINRA Fines Morgan Stanley $1 Million And Orders Restitution Of $188,000 For Best Execution And Fair Pricing Violations In Customer Bond Transactions

Date 22/08/2013

The Financial Industry Regulatory Authority (FINRA) announced today that it has fined Morgan Stanley Smith Barney LLC and Morgan Stanley & Co. LLC $1 million and ordered $188,000 in restitution plus interest for failing to provide best execution in certain customer transactions involving corporate and agency bonds, and failing to provide a fair and reasonable price in certain customer transactions involving municipal bonds. The requirement to pay restitution is in addition to restitution that Morgan Stanley paid previously to customers for transactions covered by this settlement.
Program Trading Averaged 25.3 Percent Of NYSE Volume During Aug. 12-16

Date 22/08/2013

The New York Stock Exchange, a subsidiary of NYSE Euronext (NYX), today released its weekly program-trading data compiled from member firms’ executed volume from NYSE’s orders database. The report includes trading on the NYSE for Aug. 12-16.
NASDAQ Dividend Achievers Index ETFs List In Canada - Another Milestone In The Worldwide Expansion Of NASDAQ OMX Global Indexes

Date 22/08/2013

The NASDAQ OMX Group, Inc. (Nasdaq:NDAQ) is pleased to support the launch of two new Vanguard exchange-traded funds (ETFs) based on the NASDAQ Dividend Achievers Select Index. Listed on the Toronto Stock Exchange, the Vanguard U.S. Dividend Appreciation Index ETF (TSX:VGG) and the Vanguard U.S. Dividend Appreciation Index ETF (CAD-hedged) (TSX:VGH) are now available to investors in Canada.
FIA, FOA And FIA Asia Complete Formation Of FIA Global And Name Initial Board Members

Date 22/08/2013

The Futures Industry Association, the Futures and Options Association and FIA Asia are pleased to announce the completion of the final bylaw changes needed to form FIA Global, the confederation of associations that will enhance their combined global voice and reach. Members of the FOA approved the proposed affiliation in July along with its name change to FIA Europe. This week FIA Asia and FIA announced the completion of the necessary changes to their bylaws, the final steps in the process for forming FIA Global.
Platts: Asia Spot LNG Prices For September Delivery Rose 3.5% Month-Over-Month On Production Outages - On A Year-Over-Year basis, September Prices Were Up 18.4% Versus 2012

Date 22/08/2013

Monthly average prices of liquefied natural gas (LNG) for September delivery to Asia rose 3.5% from August to $16.005 per million British thermal units (/MMBtu), as production outages supported higher offers and bids, according to the latest monthly Platts Japan/Korea Marker (JKM) for month-ahead delivery. The monthly average Platts JKM for delivery in September was assessed over the period of July 16 to August 15.

Development In The Political Landscape Will Delay Connectivity Project Between EGX And Borsa Istanbul

Date 22/08/2013

The Egyptian Exchange EGX and Borsa Istanbul signed a memorandum of understanding on June 26, 2012 as to develop a framework of connectivity between the two markets.
SIX Swiss Exchange: Training Document For Traders Updated

Date 22/08/2013

SIX Swiss Exchange has updated the preparation documentation for the trader examination to reflect the most important new changes.
Hong Kong’s Securities And Futures Commission: Court Convicts Unlicensed Adviser On Futures Contracts

Date 22/08/2013

The Eastern Magistracy today convicted Mr Ting Kwong Yau of advising on futures contracts and issuing related advertisements on internet without a licence issued by the Securities and Futures Commission (SFC) (Notes 1 & 2).
UK's Financial Conduct Authority: Redress Package Agreed For Consumers Mis-Sold CPP Insurance Products

Date 22/08/2013

The Financial Conduct Authority (FCA) has reached an agreement with Card Protection Plan Limited (CPP) and 13 high street banks and credit card issuers that will pave the way for redress to be paid to customers who were mis-sold CPP’s Card Protection and Identity Protection policies.
ASX Limited Full-Year Result To 30 June 2013

Date 22/08/2013

Mr Elmer Funke Kupper, ASX Managing Director and CEO, said: “The global economy was generally more stable during the 2013 financial year. This flowed through to improving activity levels in Australia’s financial markets as the year progressed.