FTSE Mondo Visione Exchanges Index:
News Centre
-
NYSE MKT Issues Short Interest Report
Date 26/12/2012
NYSE MKT (formerly known as NYSE Amex) today reported short interest as of the close of business on the settlement date of December 14, 2012.
-
SEC Charges Research Analyst With Trading And Tipping Ahead Of IBM-SPSS Merger
Date 26/12/2012
The Securities and Exchange Commission today announced additional charges in an insider trading case against two brokers who traded on nonpublic information ahead of IBM Corporation’s acquisition of SPSS Inc.
-
FINRA Orders Pruco Securities To Pay $10.7 Million In Restitution For Improper Pricing Of Mutual Fund Orders; Firm Fined $550,000
Date 26/12/2012
The Financial Industry Regulatory Authority (FINRA) announced today that it has ordered Pruco Securities, LLC of Newark, New Jersey, to pay more than $10.7 million in restitution, plus interest, to customers who placed mutual fund orders with Pruco via facsimile or mail (paper orders) from late 2003 to June 2011 and received an inferior price for their shares. FINRA also fined Pruco $550,000 for its pricing errors and for failing to have an adequate supervisory system and written procedures in this area.
-
SEC Issues Investor Bulletin To Help Investors Assess Municipal Bond Credit Risk
Date 26/12/2012
The Securities and Exchange Commission today issued an Investor Bulletin to help purchasers of municipal bonds better assess the bonds’ credit risks.
-
Statement Of CFTC Commissioner Bart Chilton On MF Global Claims
Date 26/12/2012
I’m pleased with today's announcement that commodities customers are getting back a little more of what they lost in the MF Global debacle. I appreciate the Trustees’ work to that end. The fact remains, however, that futures customers have not been made whole (and securities customers will have a surplus). This just further underscores the need for a futures insurance fund.
-
Direct Edge Trading Notice #12-62: Fee Schedule Changes for EDGX Effective January 1, 2013
Date 26/12/2012
The following changes will be effective for EDGX Exchange, Inc. (EDGX®) on January 1, 2013:
EDGX Tier Changes
EDGX will discontinue one way to achieve the Mega Tier rebate of $0.0032 per share, where a Member posts 0.75% of the Total Consolidated Volume (TCV) in average daily volume (ADV), as outlined in footnote 1 of the current fee schedule. -
Press Conference By Ikko Nakatsuka, Japan's Minister For Financial Services
Date 26/12/2012
Q.
-
I would like to ask three questions concerning the illegal manipulation of LIBOR (London Interbank Offered Rate) and TIBOR (Tokyo Interbank Offered Rate).
Interest in the LIBOR problem has grown worldwide, and in Japan, too, UBS Securities Japan Ltd. and Citigroup Global Markets Japan Inc. were ordered to suspend business operation last year. The number of banks found to have been involved in the problem is increasing and severe penalties have been imposed. Could you comment on that? In addition, I would like to ask you how the Financial Services Agency (FSA) will deal with this problem. Finally, following the FSA’s business suspension order for UBS last year, am I correct in understanding that the FSA will not impose any new penalty in relation to the case centering on Tokyo-based traders against which fines totaling 1.5 billion dollars have been imposed in the United States, the United Kingdom and Switzerland?
- A.
-
First, I would like to refrain from commenting on the actions taken by foreign authorities. For its part, the FSA issued business suspension and improvement orders against UBS in December 2011 in relation to inappropriate efforts by UBS traders to influence LIBOR and TIBOR submissions. Since then, the FSA has been strictly monitoring the status of business improvement at UBS and I understand that the company has steadily made improvement.
-
-
Korea Exchange Revises Fee Schedule - Effective From January 1, 2013
Date 26/12/2012
The Korea Exchange releases a new fee schedule, which is effective from January 1, 2013. Please click here to download full details.
-
Zhengzhou Commodity Exchange Will Launch Rapeseed Futures And Rapeseed Meal Futures
Date 26/12/2012
On December 28, 2012, Zhengzhou Commodity Exchange will launch rapeseed futures and rapeseed meal futures.
-
Dalian Commodity Exchange: Circular On The Adjustment To The Minimum Trading Margin Standard And The Trading Limit Rate Of Each Variety During The New Year’s Day Period Of 2013
Date 26/12/2012
Under the provisions of Clause Nine of “Risk Management Methods of Dalian Commodity Exchange” and after determination upon discussion, DCE will make the following adjustments to the trading margin and trading limit of each variety around the time when business stops during the New Year’s Day of 2013.
- First
- Previous
- 12719
- 12720
- 12721
- 12722
- 12723
- 12724
- 12725
- 12726
- 12727
- 12728
- 12729
- 12730
- 12731
- 12732
- 12733
- 12734
- 12735
- Next
- Last