News Centre

CBOE To List Options On CBOE Russell 2000 Volatility Index Beginning December 3 - New Product Offers Volatility Trading On Premier Measure Of Small-Cap U.S. Stocks

Date 26/11/2013

Chicago Board Options Exchange, Incorporated® (CBOE ) today announced that it will list options on the CBOE Russell 2000®Volatility Index (ticker: RVX) beginning Tuesday, December 3.

REGIS-TR Signs KBC Bank As A Pan-European Universal Bank

Date 26/11/2013

SEC Announces Fraud Charges Against Detroit-Based Money Market Fund Manager

Date 26/11/2013

The Securities and Exchange Commission today announced fraud charges against a Detroit-based investment advisory firm and a portfolio manager for deceiving the trustees of a money market fund and failing to comply with rules that limit risk in a money market fund’s portfolio. 

New MAB Segment For SOCIMIS -Spanish REITs - Begins

Date 26/11/2013

• MAB will list its first SOCIMI, Entrecampos Cuatro Socimi, S.A., on Thursday, 28 November
• The second, Promorent Socimi, S.A., will be listed during the first week of December

SEC Announces Charges Against Two Houston-Based Firms For Engaging In Thousands Of Undisclosed Principal Transactions

Date 26/11/2013

The Securities and Exchange Commission today announced charges against two Houston-based investment advisory firms and three executives for engineering thousands of principal transactions through their affiliated brokerage firm without informing their clients. 

British Standards Institution: Setting The Standard For A Safer, More Trusted Financial Services Sector - Report Identifies Need For Voluntary Standards Within Financial Services - Majority Of Professionals In Sector Call For More Voluntary Standards

Date 26/11/2013

The financial services industry is failing to adopt voluntary standards crucial to rebuilding trust in banking, despite overwhelming support from those working in the sector. Backing Market Forces, a report jointly commissioned by BSI, the UK National Standards Body, and the Chartered Institute for Securities & Investment (CISI), the professional body for securities and investment practitioners, argues that adopting voluntary standards, alongside regulation, could provide a ‘third way’ between self-regulation and over regulation from government.

Aviva Investors Calls For Investment Industry Stewardship AGM

Date 26/11/2013

At the NAPF’s Annual Stewardship Conference today, Steve Waygood, Chief Responsible Investment Officer for Aviva Investors, will call on the sector to respond to the challenges laid out by the Kay Review on UK equity markets.

HKEx Welcomes First RQFII ETF From An Offshore Fund Manager

Date 26/11/2013

Hong Kong Exchanges and Clearing Limited (HKEx) welcomes today’s listing of the Hang Seng China A Industry Top Index Exchange Traded Fund (ETF), the world’s first Renminbi Qualified Foreign Institutional Investor (RQFII) ETF from a fund manager based outside Mainland China. 

Bursa Malaysia Media Statement

Date 26/11/2013

This media statement refers to the 15 November 2013 posting of the Personal Data Notice on the Bursa Malaysia website.  

Dubai Mercantile Exchange (DME) Sets A New Open Interest Record For Oman Crude Oil Futures Of 24.4mn Barrels - Previous Record Was 23.4 Million Barrels On 26 March 2013

Date 26/11/2013

DME, the premier international energy futures and commodities exchange in the Middle East, announces today a new open interest record for its flagship Oman Crude Oil Futures contract of 24,391 lots, which is equivalent to 24.4 million barrels of crude oil.