SEC Issues Risk Alert On Options Trading Used To Evade Short-Sale Requirements

Date 09/08/2013

The Securities and Exchange Commission today issued a Risk Alert to help market participants detect and prevent options trading that circumvents an SEC short-sale rule.

CME Group Announces The First Aluminum Midwest Premium Contracts Traded

Date 09/08/2013

CME Group, the world's leading and most diverse derivatives marketplace, today announced the first Aluminum MW U.S. Transaction Premium Platts (25MT) Futures (AUP) contracts were traded on Thursday 8 August. This trade was brokered by Jeffries Bache. Yesterday's trade was a 54 lot strip transaction for November and December 2013 between a physical trader and a major dealer.

Thomson Reuters Global Equities Monthly Market Share Data Updated To Reflect July 2013 Activity

Date 09/08/2013

Monthly Market Share Reports

Trading is increasingly fragmented. Find out by how much and which venues in the Thomson Reuters summarised monthly reports.

CME Group Announces Multiple Open Interest And Volume Records In Global Crude Oil Complex

Date 09/08/2013

CME Group, the world's leading and most diverse derivatives marketplace, today announced multiple open interest and volume records in its crude oil complex.

TOM MTF Statistics Week 32, 2013 - Record Volumes On TOM MTF

Date 09/08/2013

Click here to download the weekly statistics update of TOM MTF for week 32 - 2013. 

UK’s Financial Conduct Authority Fines Guaranty Trust Bank (UK) Ltd £525,000 For Failures In Its Anti-Money Laundering Controls

Date 09/08/2013

The Financial Conduct Authority (FCA) has fined Guaranty Trust Bank (UK) Ltd (GT Bank) £525,000 for failings in its anti-money laundering (AML) controls for high risk customers between May 2008 and June 2010.

UBS MTF Trading Notification - Order Accept And Order Replace Amendments

Date 09/08/2013

Further to UBS MTF's update on 25 July 2013, this notice is to confirm that the update to all Matching Engines will be complete by Market open on Monday 19 August 2013.

Warsaw Stock Exchange Announces The Composition Of The WIG30

Date 09/08/2013

• The Warsaw Stock Exchange announced the composition of the portfolio of the new WIG30 index, which is to be published from 23 September 2013 
• The companies whose shares make up the WIG30 represent 13 different sectors 
• The base value of the WIG30 will be set at the level of the base value of the WIG20 at 28 December 2012

Hong Kong’s Securities And Futures Commission Issues Guidelines On CPSS-IOSCO Principles For Financial Market Infrastructures

Date 09/08/2013

The Securities and Futures Commission (SFC) today issued a set of guidelines for recognized clearing houses concerning the application of the “Principles for financial market infrastructures” (PFMIs) published jointly by the Committee on Payment and Settlement Systems (CPSS) of the Bank for International Settlements and the International Organization of Securities Commissions (IOSCO).

Ljubljana Stock Exchange: Monthly Statistical Report July 2013

Date 09/08/2013

Click here to download Ljubljana Stock Exchange's monthly statistical report for July 2013.