News Centre

TMX Top 20 Largest Consolidated Short Position Report - October 15, 2013

Date 05/11/2013

Please find below the Top 20 Largest Consolidated Short Position Report Highlights. The report is produced twice monthly, effective the 15th and the end of each month. The report below covers the 2-week period ending October 31, 2013.

SEC Names David Glockner As Director Of Chicago Regional Office

Date 05/11/2013

The Securities and Exchange Commission today announced the appointment of David A. Glockner as director of the Chicago Regional Office.

BM&FBOVESPA Publishes October Market Performance

Date 05/11/2013

BOVESPA Segment

In October 2013, the equities market’s (BOVESPA segment) financial volume totaled BRL 152.59 billion in 18,850,774 trades, with daily averages of BRL 6.63 billion and 819,599 trades. In September, financial volume totaled BRL 150.34 billion, the total number of trades 18,412,454, daily average financial volume BRL 7.15 billion and daily average number of trades 876,784.

SEC To Hold Roundtable On Proxy Advisory Services

Date 05/11/2013

The Securities and Exchange Commission today announced that its staff will host a public roundtable on December 5 to discuss the use of proxy advisory firm services by institutional investors and investment advisers.

CFTC Approves Position Limits Proposals

Date 05/11/2013

Today the U.S. Commodity Futures Trading Commission (CFTC) approved two Position Limits Proposals.

Montreal Exchange Upgrades SOLA® Derivative Trading Platform

Date 05/11/2013

The Montreal Exchange (MX) announced today that it has upgraded its SOLA derivative trading platform, improving both trading system performance and order management capacity.

CME Group's Statement On CFTC's New Position Limits Proposal

Date 05/11/2013

CME Group, the world's leading and most diverse derivatives marketplace, today released the following statement in response to the CFTC's new position limits proposal.

SEC Charges Municipal Issuer In Washington’s Wenatchee Valley Region For Misleading Investors

Date 05/11/2013

The Securities and Exchange Commission today charged a municipal issuer in the state of Washington’s Wenatchee Valley region with misleading investors in a bond offering that financed the construction of a regional events center and ice hockey arena.  The SEC also charged the underwriter and outside developer of the project and three individuals involved in the offering.

ESMA Publishes The List Of Non-EEA CCPs That Applied For Recognition

Date 05/11/2013

ESMA has published the list of central counterparties (CCPs) established in non-EEA countries which have applied for recognition under Article 25 of Regulation (EU) No 648/2012 of the European Parliament and of the Council of 4 July 2012 on OTC derivatives, CCPs and trade repositories (TRs) (EMIR).

ATHEX Monthly Statistical Bulletin October 2013

Date 05/11/2013

Click here to download Athens Exchange Monthly Statistical Bulletin.