News Centre

Canadian Securities Regulators Establish Regulatory Framework To Manage Risks Associated With Direct Electronic Access

Date 04/07/2013

The Canadian Securities Administrators (CSA) today announced that it has issued amendments to National Instrument 23-103 Electronic Trading (NI 23-103), which will establish a consistent framework for the offer and use of direct electronic access (DEA) and address the financial and regulatory risks associated with DEA. NI 23-103 requires appropriate controls to ensure the integrity of dealers that offer DEA and the market as a whole. 

TMX Group Consolidated Trading Statistics - May 2013 - Toronto Stock Exchange, TSX Venture Exchange, TMX Select, Alpha, Montreal Exchange, NGX - Montreal Exchange Achieves Two Monthly Trading Volume Records

Date 04/07/2013

TMX Group Limited today announced May 2013 trading statistics for its diversified group of exchanges – Toronto Stock Exchange, TSX Venture Exchange, Montreal Exchange (MX), Natural Gas Exchange (NGX), TMX Select and Alpha.

Hellenic Exchanges S.A. - Notification About A Significant Change In The Number Of Voting Rights (Law 3556/2007)

Date 04/07/2013

JPMORGAN ASSET MANAGEMENT HOLDINGS INC. informed the Company in writing on 03.07.2013 that, because of a triggering transaction on 01.07.2013 it indirectly holds, through its subsidiary JPMORGAN ASSET MANAGEMENT (UK) LTD, 5.00% of the share capital of HELEX (below 5.00% before the transaction).

ISDA: EFRAG’s Endorsement Advice On Novation Of Derivatives

Date 04/07/2013

Click here to download EFRAG’s endorsement advice on Novation of Derivatives.

TMX Top 20 Largest Consolidated Short Position Report - June 30, 2013

Date 04/07/2013

Please find below the Top 20 Largest Consolidated Short Position Report Highlights. The report is produced twice monthly, effective the 15th and the end of each month. The report below covers the 2-week period ending June 30, 2013.

BME: Antonio Zoido To Serve Second Term As Trustee Of The IFRS Foundation

Date 04/07/2013

The Trustees of the IFRS Foundation, responsible for the governance and oversight of the International Accounting Standards Board (IASB), today announced the appointment of Joji Okada (Asia-Oceania) to serve as a Trustee of the IFRS Foundation. Mr Okada’s appointment will begin with immediate effect and will expire on 31 December 2015, renewable for a further three-year term.

ESMA: EU Translations Are Now Available For The Guidelines On Sound Remuneration Policies Under The AIFMD

Date 04/07/2013

1. These guidelines apply to AIFMs and competent authorities.

Borsa Italiana Monthly Update - June 2013

Date 04/07/2013

Please click here to download Borsa Italiana's monthly update for June 2013.

Cyber Attacks: European Parliament Adopts Stricter EU-Wide Penalties

Date 04/07/2013

Cyber criminals will face tougher penalties in the EU, under new rules adopted by Parliament on Thursday. The draft directive, already informally agreed with member states, also aims to facilitate prevention and to boost police and judicial cooperation in this field. In the event of a cyber attack, EU countries will have to respond to urgent requests for help within eight hours.

TOM Insight June 2013

Date 04/07/2013

Click here to dowload TOM’s June ‘13 Insight, a document describing matching statistics on TOM MTF and savings made for the retail client by TOM Smart Execution.