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  • Presentation By Rob Everett To The Trans-Tasman Business Circle 2014

    Date 17/06/2014

    Thank you for the opportunity to speak today. I am going to address the issue of regulation and its impact on productivity.

  • FIF Market Data Capacity Statistics - Records - One New Record Peak: BATS Options MCASTPITCH AGG

    Date 17/06/2014

    This month’s bulletin from the Financial Information Forum (FIF) finds that SIAC OPRAwas down 5% to 7,541,618 mps over the 1 second interval

  • J. Christopher Giancarlo Sworn In As A Commissioner Of The U.S. Commodity Futures Trading Commission

    Date 16/06/2014

    J. Christopher Giancarlo was officially sworn in today, after being confirmed by the U.S. Senate on June 3, to serve as a Commissioner of the U.S. Commodity Futures Trading Commission (CFTC), the federal agency that oversees the commodity futures, options and swaps industry. Mr. Giancarlo assumed his responsibilities today.

  • IEX Hires Former SEC Head Of Division Of Trading And Markets

    Date 16/06/2014

    IEX today announced that John Ramsay, until recently the Acting Director of the Securities and Exchange Commission’s Division of Trading and Markets, is joining the company as its Chief Market Policy and Regulatory Officer. In this role, he will work with a broad range of constituents, including investors, broker-dealers, trading venues, and governmental and regulatory authorities, to advance the company’s investor and industry engagement objectives and will oversee the company’s compliance with its regulatory obligations and its self-regulatory obligations, once IEX is registered as a national securities exchange.

  • NYSE President Farley To Testify On Market Structure

    Date 16/06/2014

    The New York Stock Exchange, part of the Intercontinental Exchange (NYSE: ICE) global network, announced today that NYSE President Thomas W. Farley will appear before the Homeland Security and Governmental Affairs Permanent Subcommittee on Investigations tomorrow to discuss equity market structure.